AGNT, Inc. 10-Q

Item 5. OTHER INFORMATION On February 29, 2024 , Glenn Sanford , the Company’s Chairman of the Board and Chief Executive Officer , adopted a Rule 10b5–1 trading arrangement (as defined in Item 408 of Regulation S-K). The duration of the trading arrangement is through May 21, 2025 . The aggregate number of shares of the Company’s common stock that may be sold pursuant to the trading arrangement is 4,800,000 . On March 25, 2024 , Randall Miles , the Company’s director and Vice Chair of the Board , adopted a Rule 10b5–1 trading arrangement (as defined in Item 408 of Regulation S-K). The duration of the trading arrangement is through June 30, 2025 . The aggregate number of shares of the Company’s common stock that may be sold pursuant to the trading arrangement is 240,000 . Except as set forth in this Item 5, during the three months ended March 31, 2024, no other directors of officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement , as each term is defined in Item 408 of Regulation S-K. ​ ​ 30 Table of Contents Item 6. EXHIBITS ​ ​ ​ ​ ​ ​ Exhibit ​ Exhibit ​ ​ ​ Incorporated by Reference Number Description Form Exhibit Filing Date/Period End Date 3.1 ​ Restated Certificate of Incorporation ​ 10-K 3.1 2/28/2023 ​ ​ ​ ​ ​ ​ ​ 3.2 ​ Restated Bylaws ​ 10-K 3.2 2/28/2023 ​ ​ ​ ​ ​ ​ ​ 4.1 ​ Description of Securities ​ 10-K 4.1 2/22/2024 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.1 ​ Seventh Amendment to eXp World Holdings, Inc. Stock Repurchase Plan ​ 8-K 10.1 3/8/2024 ​ ​ ​ ​ ​ ​ ​ 10.2*† ​ Separation and Release of Claims Agreement, dated March 20, 2024, by and between eXp Realty, LLC and Shoeb Ansari ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.3* ​ U.S. Form of eXp Realty, LLC Independent Contractor Agreement ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 10.4* ​ U.S. Form of eXp Realty, LLC Policies & Procedures ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 31.1* ​ Certification of the Chief Executive Officer pursuant to Rule 13a 14(a) under the Securities Exchange Act of 1934 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 31.2* ​ Certification of the Chief Financial Officer pursuant to Rule 13a 14(a) under the Securities Exchange Act of 1934 ​ ​ ​ ​ ​ ​ ​ ​ ​ 32.1** ​ Certification of the Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 32.2** ​ Certification of the Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.INS ​ Inline XBRL Instance Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.SCH ​ Inline XBRL Taxonomy Extension Schema Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.CAL ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 104 ​ Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) ​ ​ ​ ​ * Filed herewith ** Furnished herewith and not “filed” for purposes of Section 18 of the Exchange Act ​ † Management contract or compensatory plan or arrangement ​ 31 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ May 1, 2024 eXp World Holdings, Inc. ​ ​ (Registrant) ​ ​ ​ ​ ​ /s/ Kent Cheng ​ ​ Kent Cheng ​ ​ Chief Accounting Officer (Principal Financial Officer) ​ ​ ​ 32