What changed in this filing

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Item 9A. Controls and Procedures

2021-11-17 compared with 2020-11-19 · 23 added, 63 removed, 155 unchanged (36% of the section changed)

41 unchanged sentences

Exhibit Description

Purchase and Sale Agreement, dated as of October 12, 2019, by and between AECOM and Maverick Purchaser Sub, LLC

Amended and Restated Certificate of Incorporation of AECOM Technology Corporation.

4 unchanged sentences

Amended and Restated Bylaws.

Certificate of Designations for Class C Preferred Stock.

Certificate of Designations for Class E Preferred Stock.

Certificate of Designations for Class F Convertible Preferred Stock.

Certificate of Designations for Class G Convertible Preferred Stock.

Form of Common Stock Certificate.

Description of Registrant’s Securities.

Indenture, dated as of October 6, 2014, by and among AECOM Technology Corporation, the Guarantors party thereto, and U.S.

Bank National Association, as trustee.

Incorporated by

Reference (Exchange Act

Filings Located at File

Exhibit Description

First Supplemental Indenture, dated as of October 17, 2014, by and among AECOM Technology Corporation, the guarantors party thereto and U.S.

Bank National Association.

Second Supplemental Indenture, dated as of June 3, 2015, by and among AECOM, the guarantors party thereto and U.S.

Bank National Association.

Third Supplemental Indenture, dated as of June 19, 2015, by and among AECOM, the guarantor party thereto and U.S.

Bank National Association.

Fourth Supplemental Indenture, dated as of March 13, 2018, by and among AECOM, the guarantors party thereto and U.S.

Bank National Association.

Indenture, dated March 15, 2012, between URS Corporation, URS Fox U.S.

Bank National Association.

First Supplemental Indenture, dated March 15, 2012, by and among URS Corporation, URS Fox U.S.

LP, the additional guarantor parties thereto and U.S.

Bank National Association.

Second Supplemental Indenture, dated March 15, 2012, by and among URS Corporation, URS Fox U.S.

LP, the additional guarantor parties thereto and U.S.

Bank National Association.

Third Supplemental Indenture, dated as of May 14, 2012, by and among URS Corporation, URS Fox U.S.

LP, the additional guarantor parties thereto and U.S.

Bank National Association.

Fourth Supplemental Indenture, dated as of September 24, 2012, by and among URS Corporation, URS Fox U.S.

LP, the additional guarantor parties thereto and U.S.

Bank National Association.

Fifth Supplemental Indenture, dated as of October 17, 2014, by and among AECOM Global II, LLC, URS Fox U.S.

Bank National Association.

Indenture, dated as of February 21, 2017, by and among AECOM, the Guarantors party thereto and U.S.

2 unchanged sentences

Bank National Association.

Second Supplemental Indenture, dated as of April 23, 2020, by and among AECOM, the guarantors party thereto and U.S.

Bank National Association.

Incorporated by

16 unchanged sentences

6 to Credit Agreement, dated as of November 12, 2018, among AECOM, the Lenders party thereto, and Bank of America, N.A., as Administrative Agent, Swing Line Lender, and an L.C.

Amendment No.

7 to Credit Agreement, dated as of January 28, 2020, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A, as administrative agent

Incorporated by

2 unchanged sentences

Exhibit Description

Fifth Supplemental Indenture, dated as of April 23, 2020, by and among AECOM, the guarantors party thereto and U.S.

Bank National Association.

Second Supplemental Indenture, dated as of April 23, 2020, by and among AECOM, the guarantors party thereto and U.S Bank National Association.

Amendment No.

7 to Credit Agreement, dated as of January 28, 2020, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A, as administrative agent.

Amendment No.

8 to the Credit Agreement, dated as of May 1, 2020, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A., as of administrative agent.

2021 Refinancing Amendment to Credit Agreement, dated as of February 8, 2021, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A., as administrative Agent.

Amendment No.

10 to Credit Agreement, dated as of April 13, 2021, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A., as administrative Agent.

Amendment No.

11 to Credit Agreement, dated as of June 25, 2021, by and among AECOM, each borrower and guarantor party thereto, the lenders party thereto, and Bank of America, N.A., as administrative Agent.

AECOM Technology Corporation Change in Control Severance Policy for Key Executives.

8 unchanged sentences

Form Standard Terms and Conditions for Restricted Stock Units under the 2016 Stock Incentive Plan.

Incorporated by

Reference (Exchange Act

Filings Located at File

Exhibit Description

Form Standard Terms and Conditions for Performance Earnings Program under the 2016 Stock Incentive Plan.

4 unchanged sentences

AECOM Technology Corporation Executive Incentive Plan.

Letter Agreement, dated as of March 6, 2014, by and among AECOM Technology Corporation and Michael S.

Incorporated by

Reference (Exchange Act

Filings Located at File

Exhibit Description

Letter Agreement, dated as of May 8, 2018 between AECOM and Michael S.

Form of Special LTI Award Stock Option Terms and Conditions under the 2006 Stock Incentive Plan.

1 unchanged sentence

AECOM Amended and Restated Employee Stock Purchase Plan.

Change in Control Severance Agreement, dated as of August 23, 2019, by and between AECOM Management Services Inc.

and John Vollmer.

Retention and Completion Bonus Award Agreement, effective as of August 23, 2019, by and between AECOM and John Vollmer.

Form Standard Terms and Conditions for Performance Earnings Program under the 2016 Stock Incentive Plan (Fiscal Year 2019).

2 unchanged sentences

Letter Agreement between AECOM and Michael S.

Burke effective November 22, 2019

Separation and Release Agreement between AECOM and Carla J.

Christofferson dated November 27, 2019

Letter Agreement between AECOM and Michael S.

Burke effective March 11, 2020.

7 unchanged sentences

Separation and Release Agreement, dated October 2, 2020, by and between AECOM and Randall A.

Subsidiaries of AECOM.

Consent of Independent Registered Public Accounting Firm.

Certification of the Company’s Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Incorporated by

2 unchanged sentences

Exhibit Description

Form Standard Terms and Conditions for Performance Earnings Program under the 2020 Stock Incentive Plan (Fiscal Year 2021)

Subsidiaries of AECOM.

Consent of Independent Registered Public Accounting Firm.

Certification of the Company’s Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of the Company’s Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

6 unchanged sentences

Document has been furnished and not filed.

Indicates a material agreement previously filed by URS Corporation, a public company acquired by AECOM on October 17, 2014.

FORM 10-K SUMMARY

12 unchanged sentences

Chief Financial Officer

(Principal Financial

Officer, Principal Ac-

counting Officer)

(Principal Financial Officer,

Principal Accounting Officer)

November 17, 2021

3 unchanged sentences

November 17, 2021

/s/ JACQUELINE C.

1 unchanged sentence

November 17, 2021

/S/ STEVEN A.

November 17, 2021

/s/ ROBERT J.

November 18, 2020

/s/ CLARENCE T.

5 unchanged sentences

November 17, 2021

/s/ SANDER VAN’T NOORDENDE

November 17, 2021

Sander van’t Noordende

WOLFENBARGER, USAF RET.

2 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 9A. Controls and Procedures