Item 5. Other Information
ITEM 5. OTHER INFORMATION.
None.
23
Table of Contents
ITEM 6. EXHIBITS.
(a) Exhibits.
Exhibit
Number
Description
10.1
Executive Employment Agreement dated January 12, 2022 between Issuer Direct Corporation and Timothy Pitoniak (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed with the SEC on January 19, 2022)
10.2
Restricted Stock Unit Award Agreement to be dated January 24, 2022 between Issuer Direct Corporation and Timothy Pitoniak (incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K filed with the SEC on January 19, 2022)
10.3
Incentive Stock Option Grant and Agreement to be dated January 24, 2022 between Issuer Direct Corporation and Timothy Pitoniak (incorporated by reference to Exhibit 10.3 to Current Report on Form 8-K filed with the SEC on January 19, 2022)
10.4
Indemnification Agreement to be dated January 24, 2022 between Issuer Direct Corporation and Timothy Pitoniak (incorporated by reference to Exhibit 10.4 to Current Report on Form 8-K filed with the SEC on January 19, 2022)
31.1
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
31.2
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
32.1
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
32.2
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
101.INS
XBRL Instance Document.**
101.SCH
XBRL Taxonomy Extension Schema Document.**
101.CAL
XBRL Taxonomy Calculation Linkbase Document.**
101.LAB
XBRL Taxonomy Label Linkbase Document.**
101.PRE
XBRL Taxonomy Presentation Linkbase Document.**
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document. **
_______________
*
filed or furnished herewith
**
submitted electronically herewith
24
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 5, 2022
ISSUER DIRECT CORPORATION
By:
/s/ Brian R. Balbirnie
Brian R. Balbirnie
Chief Executive Officer
By:
/s/ Timothy Pitoniak
Timothy Pitoniak
Chief Financial Officer
25
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.