17 unchanged sentences
See “Management’s Discussion and Analysis of Financial Condition and Results of Operations—Capital Resources and Liquidity—Third party borrowings—Revolving Credit Facility” for more information.
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections.
+Added: Not Applicable.
Directors, Executive Officers and Corporate Governance.
7 unchanged sentences
Principal Accountant Fees and Services.
+Added: Our independent registered public accounting firm is KPMG LLP, Boston, MA, Auditor Firm ID:
The information required by this Item will be set forth in our definitive proxy statement required to be filed pursuant to Regulation 14A for the 2022 annual meeting of shareholders.
6 unchanged sentences
2.2 Equity Purchase Agreement, dated as of July 26, 2020, by and among BrightSphere Intermediary (BHMS) LLC, BHMS Investment GP LLC, BHMS Investment Holdings LP, Barrow, Hanley, Mewhinney & Strauss, LLC., Perpetual US Holding Company, Inc., and, solely with respect to Section 11.16 thereof, Perpetual Limited, incorporated herein by reference to Exhibit 2.1 to the Current Report on Form 8-K filed on July 27, 2020.
+Added: 2.3 Equity Purchase Agreement, dated as of March 30, 2021, by and among BrightSphere (Landmark) LLC, Landmark Investment Holdings LP, Landmark Partners, LLC and Ares Holdings L.P., and solely with respect to Section 10.18, BrightSphere Investment Group Inc., and solely with respect to Sections 7.1.4 through 7.1.7, 7.9.6 and 7.13.2, Landmark Partners, Inc., and solely with respect to Section 2.1, Section 2.3, Section 3.1.7(a)-(b), Section 7.1.4, Section 7.9.5, Section 7.12.4, Section 7.12.5, Section 7.13.2 thereof, each Landmark Partner identified on Exhibit E, incorporated herein by reference to Exhibit 10.1 to Quarterly Report on Form 10-Q filed on May 7, 2021.
+Added: 2.4 Equity Purchase Agreement, dated as of May 9, 2021, by and among BrightSphere Inc., TS&W Investment Holdings LP, Thompson, Siegel & Walmsley LLC, WS&T Investment Holdings GP LLC, Pendal USA Inc.
+Added: and (solely for purposes of Sections 2.3.2(c), Article 7 and Section 11.17 thereof) Pendal Group Limited, incorporated herein by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed on August 9, 2021.
+Added: 2.5 Amendment to Equity Purchase Agreement, dated as of July 22, 2021, by and among Pendal USA Inc., BrightSphere Inc.
+Added: and TS&W Investment Holdings LP., incorporated herein by reference to Exhibit 10.2 to the Quarterly Report on Form 10-Q filed on August 9, 2021.
3.1 Amended and Restated Certificate of Incorporation of BrightSphere Investment Group Inc., adopted as of July 12, 2019, incorporated herein by reference to Exhibit 3.1 to Current Report on Form 8-K12B filed on July 15, 2019.
5 unchanged sentences
4.4 Form of 4.800% Note due 2026, incorporated herein by reference to Exhibit 4.2 to the Current Report on Form 8-K filed on July 25, 2016.
−Removed: 4.5 Second Supplemental Indenture, dated as of August 1, 2016, among OM Asset Management plc, as Issuer, Wilmington Trust, National Association, as Trustee, and Citibank, N.A.
−Removed: as Securities Administrator, incorporated herein by reference to Exhibit 4.2 to Current Report on Form 8-K filed on August 1, 2016.
−Removed: 4.6 Form of 5.125% Note due 2031 incorporated herein by reference and included in the Supplemental Indenture filed as Exhibit 4.2 to Current Report on Form 8-K filed on August 1, 2016.
4.5 Third Supplemental Indenture, dated as of July 11, 2019, among BrightSphere Investment Group plc, as Original Issuer, BrightSphere Investment Group Inc., as Successor Company, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator incorporated herein by reference to Exhibit 4.8 to the Quarterly Report on Form 10-Q filed on August 9, 2019.
−Removed: 4.8 Fourth Supplemental Indenture, dated as of July 11, 2019, among BrightSphere Investment Group plc, as Original Issuer, BrightSphere Investment Group Inc., as Successor Company, Wilmington Trust, National Association, as Trustee, and Citibank, N.A., as Securities Administrator incorporated herein by reference to Exhibit 4.9 to Quarterly Report on Form 10-Q filed on August 9, 2019.
−Removed: 4.9 Description of Registrant’s Securities , incorporated herein by reference to Exhibit 4.9 to the Annual Report on Form 10-K filed on March 2, 2020 .
10.1 BrightSphere Investment Group Inc.
41 unchanged sentences
10.26 Option Award Agreement, effective April 21, 2020 by and between BrightSphere Investment Group Inc.
−Removed: and Suren Rana, incorporated herein by reference to Exhibit 10.
−Removed: 10 to the Quarterly Report on Form 10-Q on May 11, 2020.
+Added: and Suren Rana, incorporated herein by reference to Exhibit 10.10 to the Quarterly Report on Form 10-Q on May 11, 2020.
10.27 Amended and Restated Employment Agreement, effective April 15, 2020 by and between BrightSphere Investment Group Inc.
6 unchanged sentences
10.31 Employment Agreement, dated April 15, 2020, by and between BrightSphere Inc.
−Removed: and Richard Hart.
−Removed: 10.32 * Borrower Assignment and Assumption and Amendment Agreement, dated February 23, 2021, by and among BrightSphere Investment Group Inc., Acadian Asset Management LLC, the lenders from time to time party thereto and Citibank, N.A, as administrative agent.
+Added: and Richard Hart, incorporated herein by reference to Exhibit 10.31 to Annual Report on Form 10-K filed on March 1, 2021.
+Added: 10.32 Borrower Assignment and Assumption and Amendment Agreement, dated February 23, 2021, by and among BrightSphere Investment Group Inc., Acadian Asset Management LLC, the lenders from time to time party thereto and Citibank, N.A, as administrative agent, incorporated herein by reference to Exhibit 10.32 to Annual Report on Form 10-K filed on March 1, 2021.
+Added: 10.33 * Form of Option Award Agreement
21.1 * Subsidiaries of BrightSphere Investment Group Inc.
20 unchanged sentences
BrightSphere Investment Group Inc.
−Removed: March 1, 2021
+Added: February 28, 2022
/s/ Suren Rana
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/s/ SUREN RANA
−Removed: Suren Rana President and Chief Executive Officer March 1, 2021
+Added: Suren Rana President and Chief Executive Officer February 28, 2022
/s/ JOHN PAULSON
−Removed: John Paulson Chairman March 1, 2021
+Added: John Paulson Chairman February 28, 2022
/s/ ROBERT J.
−Removed: Chersi Director March 1, 2021
+Added: Chersi Director February 28, 2022
/s/ ANDREW KIM
−Removed: Andrew Kim Director March 1, 2021
+Added: Andrew Kim Director February 28, 2022
/s/ BARBARA TREBBI
−Removed: Barbara Trebbi Director March 1, 2021
+Added: Barbara Trebbi Director February 28, 2022
Unresolved Staff Comments.
4 unchanged sentences
Management's Discussion and Analysis of Financial Condition and Results of Operations.
−Removed: Illustrative Structure:
−Removed: Profit-Sharing Economics
Quantitative and Qualitative Disclosures About Market Risk
14 unchanged sentences
Other Information.
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections.
Directors, Executive Officers and Corporate Governance.
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.