Offerings // Triumph Financial, Inc.

TFIN offering history

Every offering-related filing in Triumph Financial, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 995 filings back to Jan 20, 2012.

Last executed offering

May 8, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Apr 14, 2020

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 8, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 17, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 17, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 26, 2020	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 13, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 17, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 16, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 16, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 16, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 14, 2020	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Nov 22, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 21, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 21, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 21, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 10, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 9, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 9, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 30, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 2, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 27, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 26, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 26, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 29, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 29, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 26, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 23, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 21, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 13, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 17, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 7, 2014	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Nov 6, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 4, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 27, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 17, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 19, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

TFIN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TFIN workspace →

TFIN offering FAQ

When did TFIN last execute an offering?

Per SEC filings, Triumph Financial, Inc.'s most recent priced offering document is a 8-K filed 2025-05-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did TFIN last announce or register an offering?

The most recent registration is a S-3ASR filed 2020-04-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.