Offerings // NovelStem International Corp.

NSTM offering history

Every offering-related filing in NovelStem International Corp.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 555 filings back to May 15, 1996.

Last executed offering

Jun 13, 2006

8-K — priced deal (shares or notes)

Last registration (announced)

May 8, 2006

S-3MEF — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 13, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 8, 2006	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Mar 16, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 6, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 6, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 6, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 28, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 1, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 7, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 1, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 1, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 24, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 5, 2004	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 1, 2004	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 12, 2004	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 3, 2002	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2002	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 15, 2001	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 2, 2001	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 28, 2001	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 25, 2001	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 29, 2001	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 7, 2000	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 20, 2000	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 30, 1999	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 22, 1999	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 18, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 1, 1998	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 7, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 26, 1998	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 29, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 29, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 15, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 20, 1997	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 5, 1997	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

NSTM offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NSTM workspace →

NSTM offering FAQ

When did NSTM last execute an offering?

Per SEC filings, NovelStem International Corp.'s most recent priced offering document is a 8-K filed 2006-06-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NSTM last announce or register an offering?

The most recent registration is a S-3MEF filed 2006-05-08. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.