Offerings // Charlie's Holdings, Inc.

CHUC offering history

Every offering-related filing in Charlie's Holdings, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 812 filings back to Feb 27, 2001.

Last executed offering

May 21, 2026

8-K — priced deal (shares or notes)

Last registration (announced)

Feb 13, 2020

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 21, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 13, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 27, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 3, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 26, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 23, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 20, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 14, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 13, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 10, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 22, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 28, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 30, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 11, 2019	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 30, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 11, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 1, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 15, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 14, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 20, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 18, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 10, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 9, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 22, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 19, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 17, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 1, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 27, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 11, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 18, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 29, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 24, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 23, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 9, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 3, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 1, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 24, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 29, 2014	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Mar 4, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

CHUC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CHUC workspace →

CHUC offering FAQ

When did CHUC last execute an offering?

Per SEC filings, Charlie's Holdings, Inc.'s most recent priced offering document is a 8-K filed 2026-05-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CHUC last announce or register an offering?

The most recent registration is a S-1/A filed 2020-02-13. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.