ASX offering history
Every offering-related filing in ASE Technology Holding Co., Ltd.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 926 filings back to Aug 28, 2000.
| Date | Filing | What it means | |
|---|---|---|---|
| Jan 24, 2018 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 22, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 28, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 3, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 16, 2016 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 16, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 12, 2004 | RW → | WITHDRAWN | Registration withdrawn |
| Dec 15, 2003 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jun 3, 2003 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Apr 30, 2003 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Apr 24, 2003 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Mar 31, 2003 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| May 30, 2002 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Sep 27, 2000 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Sep 27, 2000 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Sep 21, 2000 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 11, 2000 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Aug 28, 2000 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ASX offering FAQ
When did ASX last execute an offering?
Per SEC filings, ASE Technology Holding Co., Ltd.'s most recent priced offering document is a 424B5 filed 2017-03-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did ASX last announce or register an offering?
The most recent registration is a F-3ASR filed 2016-12-16. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.