2 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 15, 2021 By:
+Added: May 16, 2022 By:
/s/ Nadir Ali
8 unchanged sentences
Exhibit Filing Date Filed Herewith
−Removed: 2.1* Share Purchase Agreement, dated May 21, 2019, by and among Inpixon, Inpixon Canada, Inc., Locality Systems Inc., Kirk Moir, in his capacity as the Sellers’ Representative, the Sellers and Garibaldi Capital Advisors Ltd.
−Removed: 8-K 001-36404 2.1 5/22/2019
−Removed: 2.2*# Asset Purchase Agreement, dated June 27, 2019, by and between Inpixon and GTX Corp.
−Removed: 8-K 001-36404 2.1 7/1/2019
−Removed: 2.3* Share Purchase Agreement, dated July 9, 2019, by and among Inpixon, Inpixon Canada, Inc., Jibestream Inc., the Vendors, and Chris Wiegand, in his capacity as the Vendors’ Representative.
−Removed: 8-K 001-36404 2.1 7/11/2019
−Removed: 2.4* Amendment to Share Purchase Agreement, dated as of August 8, 2019, by and among Inpixon, Inpixon Canada, Inc., Chris Wiegand, in his capacity as the Vendors’ Representative, any other shareholder who subsequently signs an adoption agreement, and Jibestream Inc.
−Removed: 8-K 001-36404 2.1 8/9/2019
−Removed: 2.5* The Second Amendment to the Share Purchase Agreement, dated August 15, 2019, by and among Inpixon, Inpixon Canada, Inc., Jibestream Inc, and Chris Wiegand, in his capacity as the Vendors’ representative.
−Removed: 8-K 001-36404 2.1 8/19/2019
−Removed: 2.6* Asset Purchase Agreement, dated as of August 19, 2020, by and among Inpixon, Ten Degrees Inc., Ten Degrees International Limited, mCube International Limited and mCube, Inc.
−Removed: 8-K 001-36404 2.1 8/20/2020
−Removed: 2.7* Share Sale and Purchase Agreement, dated as of October 5, 2020, among Inpixon GmbH, Sensera Limited and Nanotron Technologies GmbH.
−Removed: 8-K 001-36404 2.1 10/5/2020
−Removed: 2.8 Amendment to the Share Sale and Purchase Agreement, dated as of February 24, 2021, among Inpixon GmbH, Sensera Limited and Nanotron Technologies GmbH.
−Removed: 8-K 001-36404 2.1 2/26/2021
−Removed: 2.9* Stock Purchase Agreement, dated as of March 25, 2021, among Inpixon, Game Your Game, Inc., Rick Clemmer, and Martin Manniche.
−Removed: 10-K 001-36404 2.23 3/31/2021
−Removed: Exhibit Number 2 Exhibit Description Form File No.
−Removed: Exhibit Filing Date Filed Herewith
Stock Purchase Agreement, dated as of April 30, 2021, among Inpixon, Design Reactor, Inc., dba The CXApp, the sellers set forth on the signature page thereto and each other person who owns outstanding capital stock of The CXApp and executes a Joinder to Stock Purchase Agreement, and Leon Papkoff, as Sellers’ Representative
−Removed: 8-K 001-36404 2.1 5/6/2021
+Added: 8-K 001-36404 2.1 May 6, 2021
+Added: Share Sale and Purchase Agreement, dated as of December 8, 2021, between Nanotron Technologies GmbH and the Shareholders of IntraNav GmbH.
+Added: 8-K 001-36404 2.1 December 13, 2021
+Added: 2.3 Amendment to Stock Purchase Agreement, dated as of December 30, 2021, by and between Inpixon and Leon Papkoff, in his capacity as the Sellers’ Representative.
+Added: 8-K 001-36404 2.1 December 30, 2021
3.1 Restated Articles of Incorporation.
−Removed: S-1 333-190574 3.1 8/12/2013
+Added: S-1 333-190574 3.1 August 12, 2013
3.2 Certificate of Amendment to Articles of Incorporation (Increase Authorized Shares).
−Removed: S-1 333-218173 3.2 5/22/2017
+Added: S-1 333-218173 3.2 May 22, 2017
3.3 Certificate of Amendment to Articles of Incorporation (Reverse Split).
−Removed: 8-K 001-36404 3.1 4/10/2014
+Added: 8-K 001-36404 3.1 April 10, 2014
3.4 Articles of Merger (renamed Sysorex Global).
−Removed: 8-K 001-36404 3.1 12/18/2015
+Added: 8-K 001-36404 3.1 December 18, 2015
3.5 Articles of Merger (renamed Inpixon).
−Removed: 8-K 001-36404 3.1 3/1/2017
+Added: 8-K 001-36404 3.1 March 1, 2017
3.6 Certificate of Amendment to Articles of Incorporation (Reverse Split).
−Removed: 8-K 001-36404 3.2 3/1/2017
−Removed: 3.7 Certificate of Amendment to Articles of Incorporation (Authorized Share Increase).
−Removed: 8-K 001-36404 3.1 2/5/2018
+Added: 8-K 001-36404 3.2 March 1, 2017
+Added: 3.7 Certificate of Amendment to Articles of Incorporation ( a uthorized s hare i ncrease).
+Added: 8-K 001-36404 3.1 February 5, 2018
3.8 Certificate of Amendment to Articles of Incorporation (Reverse Split).
−Removed: 8-K 001-36404 3.1 2/6/2018
+Added: 8-K 001-36404 3.1 February 6, 2018
3.9 Certificate of Amendment to Articles of Incorporation (Reverse Split).
−Removed: 8-K 001-36404 3.1 11/1/2018
+Added: 8-K 001-36404 3.1 November 1, 2018
3.10 Certificate of Amendment to Articles of Incorporation, effective as of January 7, 2020 (Reverse Split).
−Removed: 8-K 001-36404 3.1 1/7/2020
+Added: 8-K 001-36404 3.1 January 7, 2020
+Added: Exhibit Number Exhibit Description Form File No.
+Added: Exhibit Filing Date Filed Herewith
+Added: 3.11 Certificate of Amendment to the Articles of Incorporation increasing the number of authorized shares of Common Stock from 250,000,000 to 2,000,000,000 filed with the Secretary of State of the State of Nevada on November 18, 2021
+Added: 8-K 001-36404 3.1 November 19, 2021
3.12 Bylaws, as amended.
−Removed: S-1 333-190574 3.2 8/12/2013
+Added: S-1 333-190574 3.2 August 12, 2013
3.13 Bylaws Amendment .
−Removed: 8-K 001-36404 3.2 9/13/2021
−Removed: 4.1 Specimen Stock Certificate of the Company.
−Removed: S-1 333-190574 4.1 8/12/2013
+Added: 8-K 001-36404 3.2 September 13, 2021
3.14 Form of Certificate of Designation of Preferences, Rights and Limitations of Series 4 Convertible Preferred Stock.
−Removed: 8-K 001-190574 3.1 4/24/2018
+Added: 8-K 001-36404 3.1 April 24, 2018
3.15 Certificate of Designation of Series 5 Convertible Preferred Stock, dated as of January 14, 2019.
−Removed: 8-K 001-36404 3.1 1/15/2019
−Removed: Exhibit Number 3 Exhibit Description Form File No.
−Removed: Exhibit Filing Date Filed Herewith
−Removed: 4.4 Promissory Note, dated as of March 18, 2020.
−Removed: 8-K 001-36404 4.1 3/20/2020
−Removed: 4.5 Form of Purchase Warrant.
−Removed: 8-K 001-36404 4.1 11/27/2020
−Removed: 4.6 Form of Pre-Funded Warrant.
−Removed: 8-K 001-36404 4.2 11/27/2020
−Removed: 4.7 Form of Purchase Warrant.
−Removed: 8-K 001-36404 4.1 1/25/2021
−Removed: 4.8 Form of Pre-Funded Warrant.
−Removed: 8-K 001-36404 4.2 1/25/2021
−Removed: 4.9 Form of Purchase Warrant.
−Removed: 8-K 001-36404 4.1 2/12/2021
−Removed: 4.10 Form of Pre-Funded Warrant.
−Removed: 8-K 001-36404 4.2 2/12/2021
−Removed: 4.11 Form of Purchase Warrant.
−Removed: 8-K 001-36404 4.1 2/17/2021
−Removed: 4.12 Form of Pre-Funded Warrant.
−Removed: 8-K 001-36404 4.2 2/17/2021
−Removed: 4.13 Form of Warrant.
−Removed: 8-K 001-36404 4.1 9/13/2021
+Added: 8-K 001-36404 3.1 January 15, 2019
3.16 Series 7 Convertible Preferred Stock Certificate of Designation, filed with the Secretary of State of the State of Nevada and effective September 13, 2021
−Removed: 8-K 001-36404 3.1 9/15/2021
+Added: 8-K 001-36404 3.1 September 15, 2021
+Added: 3.17 Series 8 Convertible Preferred Stock Certificate of Designation, filed with the Secretary of State of the State of Nevada and effective March 22, 2022
+Added: 8-K 001-36404 3.1 March 24, 2022
+Added: 4.1 Form of Warrant
+Added: 8-K 001-36404 4.1 March 22, 2022
+Added: 10.1 Exchange Agreement, dated January 28, 2022, by and between Inpixon and the Warrant Holder
+Added: 8-K 001-36404 10.1 January 28, 2022
Form of Securities Purchase Agreement*.
−Removed: 8-K 001-36404 10.1 9/13/2021
+Added: 8-K 001-36404 10.1 March 22, 2022
10.3 Form of Lock-up Agreement
−Removed: 8-K 001-36404 10.2 9/13/2021
−Removed: 31.1 Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 .
−Removed: 31.2 Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 .
+Added: 8-K 001-36404 10.2 March 22, 2022
+Added: 31.1 Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended M arch 31, 2022 .
+Added: 31.2 Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 .
32.1# Certification of the Company’s Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101.INS Inline XBRL Instant Document.
−Removed: 101.SCH Inline XBRL Taxonomy Extension Schema Document.
−Removed: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
Exhibit Number Exhibit Description Form File No.
Exhibit Filing Date Filed Herewith
+Added: 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: 101.SCH Inline XBRL Taxonomy Extension Schema Document.
+Added: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.
2 unchanged sentences
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
−Removed: * Certain schedules, exhibits and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
−Removed: Inpixon hereby undertakes to furnish copies of such omitted materials supplementally upon request by the SEC.
−Removed: # Certain confidential portions of this Exhibit were omitted by means of marking such portions with brackets (“[****]”) because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed.
+Added: † Exhibits, schedules and similar attachments have been omitted pursuant to Item 601 of Regulation S-K and the registrant undertakes to furnish supplemental copies of any of the omitted exhibits and schedules upon request by the SEC.
# This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.