What changed in this filing

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Item 5. Other Information

2018-02-20 compared with 2017-11-20 · 107 added, 138 removed, 113 unchanged (68% of the section changed)

Other Information.

On September 14, 2017, Wright Investment Group LLC, an entity

On November 22, 2017, Wright Investment Group LLC, an entity

controlled by Richard A.

1 unchanged sentence

director, advanced $400,000 to our company.

On October 17, 2017, Wright

Investment Group LLC advanced $400,000 to our company.

On November 14, 2017, we withdrew the Certificate of

Designation establishing Series A Preferred Stock.

There were no shares of

Series A Preferred Stock outstanding immediately prior to the withdrawal.

Plan of Acquisition, Reorganization, Arrangement,

Liquidation or Succession

Share Exchange Agreement dated May 31, 2013 with Alkaline

and its shareholders (incorporated by reference from our

Current Report on Form 8-K, filed on June 5, 2013)

Share Exchange Agreement dated May 31, 2013 with

Alkaline Water Corp.

and its shareholders (incorporated by

reference from our Current Report on Form 8-K, filed on June 5, 2013)

Articles of Incorporation and Bylaws

Articles of Incorporation (incorporated by reference from

our Form S-1 Registration Statement, filed on October 28, 2011)

Certificate of Change (incorporated by reference from our

Quarterly Report on Form 10-Q, filed on August 13, 2013)

Articles of Incorporation (incorporated by reference

from our Form S-1 Registration Statement, filed on October 28,

Certificate of Change (incorporated by reference from

our Quarterly Report on Form 10-Q, filed on August 13, 2013)

Articles of Merger (incorporated by reference from our

1 unchanged sentence

Certificate of Amendment to Articles of Incorporation

(incorporated by reference from our Current Report on Form 8-K, filed on

October 11, 2013)

(incorporated by reference from our Current Report on Form 8-K,

filed on October 11, 2013)

Certificate of Designation (incorporated by reference

2 unchanged sentences

from our Current Report on Form 8-K, filed on November 12,

Certificate of Change (incorporated by reference from our

Current Report on Form 8-K, filed on December 30, 2015)

Certificate of Change (incorporated by reference from

our Current Report on Form 8-K, filed on December 30, 2015)

Certificate of Amendment to Articles of Incorporation

(incorporated by reference from our Current Report on Form 8-K, filed on

January 25, 2016)

(incorporated by reference from our Current Report on Form 8-K,

filed on January 25, 2016)

Certificate of Amendment to Certificate of Designation

(incorporated by reference from our Current Report on Form 8-K, filed on

January 25, 2016)

(incorporated by reference from our Current Report on Form 8-K,

filed on January 25, 2016)

Certificate of Designation (incorporated by reference

from our Current Report on Form 8-K, filed on April 5, 2016)

Certificate of Withdrawal of Certificate of Designation

(incorporated by reference from our Current Report on Form 8-K, filed on

April 4, 2017)

Certificate of Withdrawal of Certificate of

Designation (incorporated by reference from our Current Report on

Form 8-K, filed on April 4, 2017)

Certificate of Designation (incorporated by reference

1 unchanged sentence

Certificate of Amendment to Certificate of Designation

(incorporated by reference from our Current Report on Form 8-K, filed on

November 6, 2017)

Certificate of Withdrawal of Certificate of Designation

(incorporated by reference from our Current Report on Form 8-K,

filed on November 6, 2017)

Certificate of Withdrawal of Certificate of

Designation (incorporated by reference from our Quarterly Report on

Form 10-Q, filed on November 20, 2017)

Amended and Restated Bylaws (incorporated by reference

1 unchanged sentence

Material Contracts

Contract Packer Agreement dated November 14, 2012 between

Alkaline 84, LLC and AZ Bottled Water, LLC (incorporated by reference from

our Current Report on Form 8-K, filed on June 5, 2013)

Stock Option Agreement dated October 9, 2013 with Steven

Nickolas (incorporated by reference from our Quarterly Report on Form

10-Q, filed on November 13, 2013)

Stock Option Agreement dated October 9, 2013 with Richard

Wright (incorporated by reference from our Quarterly Report on Form

10-Q, filed on November 13, 2013)

Contract Packer Agreement dated November 14, 2012

between Alkaline 84, LLC and AZ Bottled Water, LLC (incorporated by

reference from our Current Report on Form 8-K, filed on June 5, 2013)

Contract Packer Agreement dated October 7, 2013 with

1 unchanged sentence

Form 10-Q, filed on November 13, 2013)

Manufacturing Agreement dated August 15, 2013 with Water

Engineering Solutions, LLC (incorporated by reference from our

Manufacturing Agreement dated August 15, 2013 with

Water Engineering Solutions, LLC (incorporated by reference from our

Registration Statement on Form S-1, filed on November 27,

5 unchanged sentences

Form 8-K, filed on February 25, 2014)

Form of Securities Purchase Agreement dated as of April

28, 2014, between The Alkaline Water Company Inc.

and the purchasers named

therein (incorporated by reference from our Current Report on Form 8-K,

filed on May 6, 2014)

Form of Securities Purchase Agreement dated as of

April 28, 2014, between The Alkaline Water Company Inc.

and the purchasers

named therein (incorporated by reference from our Current Report on Form

8-K, filed on May 6, 2014)

Form of Common Stock Purchase Warrant (incorporated by

2 unchanged sentences

(incorporated by reference from our Current Report on Form 8-K, filed on

Stock Option Agreement dated May 12, 2014 with Steven P.

Nickolas (incorporated by reference from our Current Report on Form 8-K,

filed on May 14, 2014)

Stock Option Agreement dated May 12, 2014 with Richard A.

Wright (incorporated by reference from our Current Report on Form 8-K,

filed on May 14, 2014)

Stock Option Agreement dated May 21, 2014 with Steven P.

Nickolas (incorporated by reference from our Current Report on Form 8-K,

filed on May 23, 2014)

Stock Option Agreement dated May 21, 2014 with Richard A.

Wright (incorporated by reference from our Current Report on Form 8-K,

filed on May 23, 2014)

Amendment #1 dated February 12, 2014 to Equipment Lease

Agreement (incorporated by reference from our Quarterly Report on Form

10-Q, filed on August 13, 2014)

Amendment #1 dated February 12, 2014 to Equipment

Lease Agreement (incorporated by reference from our Quarterly Report on

Form 10-Q, filed on August 13, 2014)

Equipment Sale/Lease Back Agreement dated April 2,

(incorporated by reference from our Quarterly Report on Form 10-Q, filed

on August 13, 2014)

2014 (incorporated by reference from our Quarterly Report on Form 10-Q,

filed on August 13, 2014)

Agreement dated August 12, 2014 with H.C.

15 unchanged sentences

Form 8-K, filed on November 4, 2014)

Registration Rights Agreement dated October 28, 2014 with

Veterans Capital Fund, LLC (incorporated by reference from our Current

Report on Form 8-K, filed on November 4, 2014)

Registration Rights Agreement dated October 28, 2014

with Veterans Capital Fund, LLC (incorporated by reference from our

Current Report on Form 8-K, filed on November 4, 2014)

2013 Equity Incentive Plan (incorporated by reference

3 unchanged sentences

November 4, 2014)

Stock Option Agreement dated February 18, 2015 with

Nickolas (incorporated by reference from our Current Report on

Form 8-K, filed on April 14, 2015)

Stock Option Agreement dated February 18, 2015 with

Wright (incorporated by reference from our Current Report on

Form 8-K, filed on April 14, 2015)

Securities Purchase Agreement dated as of May 11, 2015

4 unchanged sentences

Form 10-K, filed on July 14, 2015)

General Security Agreement dated as of May 11, 2015 with

Assurance Funding Solutions LLC (incorporated by reference from our Annual Report on Form

10-K, filed on July 14, 2015)

Securities Purchase Agreement dated as of August 20, 2015

General Security Agreement dated as of May 11, 2015

with Assurance Funding Solutions LLC (incorporated by reference from our

Quarterly Report on Form 10-Q, filed on November 23, 2015)

Annual Report on Form 10-K, filed on July 14, 2015)

Securities Purchase Agreement dated as of August 20,

2015 with Assurance Funding Solutions LLC (incorporated by reference from

our Quarterly Report on Form 10-Q, filed on November 23,

Secured Term Note dated August 20, 2015 issued to

6 unchanged sentences

reference from our Current Report on Form 8- K, filed on December 1,

Loan Agreement dated November 30, 2015 with Neil Rogers

(incorporated by reference from our Current Report on Form 8-K, filed on

December 4, 2015)

Promissory Note dated November 30, 2015 issued to Neil

Loan Agreement dated November 30, 2015 with Neil

Rogers (incorporated by reference from our Current Report on Form 8-K,

filed on December 4, 2015)

Escrow Agreement dated November 30, 2015 with Neil Rogers

and Escrow Agent (incorporated by reference from our Current Report on

Form 8-K, filed on December 4, 2015)

Promissory Note dated November 30, 2015 issued to Neil

Rogers (incorporated by reference from our Current Report on Form

8-K, filed on December 4, 2015)

Escrow Agreement dated November 30, 2015 with Neil

Rogers and Escrow Agent (incorporated by reference from our Current

Report on Form 8-K, filed on December 4, 2015)

2013 Equity Incentive Plan (incorporated by reference

1 unchanged sentence

Loan Agreement dated January 25, 2016 with Turnstone

(incorporated by reference from our Current Report on Form

8-K, filed on January 25, 2016)

(incorporated by reference from our Current Report on

Form 8-K, filed on January 25, 2016)

Promissory Note dated January 25, 2016 issued to

Turnstone Capital Inc.

(incorporated by reference from our Current Report

on Form 8-K, filed on January 25, 2016)

Escrow Agreement dated January 25, 2016 with Turnstone

and Escrow Agent (incorporated by reference from our Current

(incorporated by reference from our Current

Report on Form 8-K, filed on January 25, 2016)

Escrow Agreement dated January 25, 2016 with Turnstone

and Escrow Agent (incorporated by reference from our

Current Report on Form 8-K, filed on January 25, 2016)

Amendment Agreement dated January 25, 2016 with Neil

Rogers (incorporated by reference from our Current Report on Form 8-K,

filed on January 25, 2016)

Stock Option Agreement dated January 29, 2016 with Steven

Nickolas (incorporated by reference from our Current Report on Form

8-K, filed on February 4, 2016)

Stock Option Agreement dated January 29, 2016 with

Wright (incorporated by reference from our Current Report on

Form 8-K, filed on February 4, 2016)

Form of Subscription Agreement (incorporated by reference

from our Registration Statement on Form S- 1/A, filed on February 8,

Rogers (incorporated by reference from our Current Report on Form

8-K, filed on January 25, 2016)

Form of Subscription Agreement (incorporated by

reference from our Registration Statement on Form S- 1/A, filed on

February 8, 2016)

Form of Warrant Certificate (incorporated by reference

from our Registration Statement on Form S- 1/A, filed on February

Employment Agreement dated effective March 1, 2016 with

Nickolas (incorporated by reference from our Current Report on

Form 8-K, filed on April 5, 2016)

Employment Agreement dated effective March 1, 2016 with

Wright (incorporated by reference from our Current Report on

Form 8-K, filed on April 5, 2016)

Employment Agreement dated effective March 1, 2016

with Steven P.

Nickolas (incorporated by reference from our Current

Report on Form 8-K, filed on April 5, 2016)

Employment Agreement dated effective March 1, 2016

with Richard A.

Wright (incorporated by reference from our Current

Report on Form 8-K, filed on April 5, 2016)

Form of Promissory Note and Warrant Exchange Agreement

(incorporated by reference from our Current Report on Form 8-K, filed on

June 16, 2016)

(incorporated by reference from our Current Report on Form 8-K,

filed on June 16, 2016)

Form of Warrant Exchange Agreement (incorporated by

2 unchanged sentences

Turnstone Capital Inc.

(incorporated by reference from our Current Report

on Form 8-K, filed on September 22, 2016)

Credit and Security Agreement dated February 1, 2017 with

SCM Specialty Finance Opportunities Fund, L.P.

(incorporated by reference

from our Current Report on Form 8-K, filed on February 7, 2017)

(incorporated by reference from our Current

Report on Form 8-K, filed on September 22, 2016)

Credit and Security Agreement dated February 1, 2017

with SCM Specialty Finance Opportunities Fund, L.P.

(incorporated

by reference from our Current Report on Form 8-K, filed on February 7,

Payoff Agreement dated February 1, 2017 with Gibraltar

Business Capital, LLC (incorporated by reference from our Current Report

on Form 8-K, filed on February 7, 2017)

Form of Stock Option Agreement (incorporated by reference

from our Current Report on Form 8-K, filed on May 4, 2017)

Settlement Agreement and Mutual Release of Claims dated

October 31, 2017 with Steven P.

Nickolas, Nickolas Family Trust, Water

Engineering Solutions, LLC, Enhanced Beverages, LLC, McDowell 78, LLC and

Wright Investments Group, LLC (incorporated by reference from our Current

Report on Form 8-K, filed on November 6, 2017)

Business Capital, LLC (incorporated by reference from our Current

Report on Form 8-K, filed on February 7, 2017)

Form of Stock Option Agreement (incorporated by

reference from our Current Report on Form 8-K, filed on May 4,

Settlement Agreement and Mutual Release of Claims

dated October 31, 2017 with Steven P.

Nickolas, Nickolas Family

Trust, Water Engineering Solutions, LLC, Enhanced Beverages, LLC, McDowell

78, LLC and Wright Investments Group, LLC (incorporated by

reference from our Current Report on Form 8-K, filed on November 6,

Exchange Agreement and Mutual Release of Claims dated

November 8, 2017 with Ricky Wright (incorporated by reference from our

Current Report on Form 8-K, filed on November 14, 2017)

November 8, 2017 with Ricky Wright (incorporated by reference from

our Current Report on Form 8-K, filed on November 14, 2017)

Stock Option Forfeiture & General Release dated

2 unchanged sentences

Rule 13a-14 Certifications

Certification of Principal

Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of

Certification of Principal Financial Officer

Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certifications

Certification of Principal Executive Officer

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification of Principal

Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of

Certification of Principal Executive Officer Pursuant to

Section 302 of the Sarbanes-Oxley Act of 2002

Certification of Principal Financial Officer Pursuant to

Section 302 of the Sarbanes-Oxley Act of 2002

Section 1350 Certifications

Certification of Principal Executive Officer Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

Certification of Principal Financial Officer Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

Interactive Data File

1 unchanged sentence

XBRL Taxonomy Extension Schema

XBRL Taxonomy Extension

Calculation Linkbase

XBRL Taxonomy Extension Calculation Linkbase

XBRL Taxonomy Extension Definition Linkbase

XBRL Taxonomy Extension Label

XBRL Taxonomy Extension Label Linkbase

XBRL Taxonomy Extension Presentation Linkbase

4 unchanged sentences

THE ALKALINE WATER COMPANY

November 20, 2017

February 20, 2018

President and Chief Executive Officer

(Principal Executive Officer)

November 20, 2017

February 20, 2018

Chief Financial Officer and Treasurer

2 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information