What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2017-11-20 compared with 2017-08-21 · 46 added, 21 removed, 205 unchanged (25% of the section changed)

Other Information.

Exhibit Number

On September 14, 2017, Wright Investment Group LLC, an entity

controlled by Richard A.

Wright, our president, chief executive officer and

director, advanced $200,000 to our company.

On October 17, 2017, Wright

Investment Group LLC advanced $400,000 to our company.

On November 14, 2017, we withdrew the Certificate of

Designation establishing Series A Preferred Stock.

There were no shares of

Series A Preferred Stock outstanding immediately prior to the withdrawal.

Plan of Acquisition, Reorganization, Arrangement,

32 unchanged sentences

from our Current Report on Form 8-K, filed on May 4, 2017)

Certificate of Amendment to Certificate of Designation

(incorporated by reference from our Current Report on Form 8-K, filed on

November 6, 2017)

Certificate of Withdrawal of Certificate of Designation

Amended and Restated Bylaws (incorporated by reference

22 unchanged sentences

Form 8-K, filed on February 25, 2014)

Exhibit Number

Form of Securities Purchase Agreement dated as of April

63 unchanged sentences

General Security Agreement dated as of May 11, 2015 with

Assurance Funding Solutions LLC (incorporated by reference from our Annual

Report on Form 10-K, filed on July 14, 2015)

Exhibit Number

Assurance Funding Solutions LLC (incorporated by reference from our Annual Report on Form

10-K, filed on July 14, 2015)

Securities Purchase Agreement dated as of August 20, 2015

with Assurance Funding Solutions LLC

with Assurance Funding Solutions LLC (incorporated by reference from our

Quarterly Report on Form 10-Q, filed on November 23, 2015)

Secured Term Note dated August 20, 2015 issued to

Assurance Funding Solutions LLC

Assurance Funding Solutions LLC (incorporated by reference from our

Quarterly Report on Form 10-Q, filed on November 23, 2015)

General Security Agreement dated as of August 20, 2015

with Assurance Funding Solutions LLC

with Assurance Funding Solutions LLC (incorporated by reference from our

Quarterly Report on Form 10-Q, filed on November 23, 2015)

Form of Warrant Exchange Agreement (incorporated by

58 unchanged sentences

from our Current Report on Form 8-K, filed on May 4, 2017)

Exhibit Number

Settlement Agreement and Mutual Release of Claims dated

October 31, 2017 with Steven P.

Nickolas, Nickolas Family Trust, Water

Engineering Solutions, LLC, Enhanced Beverages, LLC, McDowell 78, LLC and

Wright Investments Group, LLC (incorporated by reference from our Current

Report on Form 8-K, filed on November 6, 2017)

Exchange Agreement and Mutual Release of Claims dated

November 8, 2017 with Ricky Wright (incorporated by reference from our

Current Report on Form 8-K, filed on November 14, 2017)

Stock Option Forfeiture & General Release dated

November 8, 2017 by Ricky Wright and Sharon Wright (incorporated by

reference from our Current Report on Form 8-K, filed on November 14, 2017)

Rule 13a-14 Certifications

Certification of Principal

Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of

Certification of Principal Financial Officer

Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certifications

3 unchanged sentences

Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of

Section 1350 Certifications

Certification of Principal

Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of

Certification of Principal Financial Officer

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Interactive Data File

1 unchanged sentence

XBRL Taxonomy Extension Schema

XBRL Taxonomy Extension Calculation Linkbase

XBRL Taxonomy Extension

Definition Linkbase

XBRL Taxonomy Extension Label Linkbase

XBRL Taxonomy Extension

Presentation Linkbase

Calculation Linkbase

XBRL Taxonomy Extension Definition Linkbase

XBRL Taxonomy Extension Label

XBRL Taxonomy Extension Presentation Linkbase

*Filed herewith.

3 unchanged sentences

THE ALKALINE WATER COMPANY

August 21, 2017

November 20, 2017

President and Chief Executive Officer

(Principal Executive Officer)

August 21, 2017

November 20, 2017

Chief Financial Officer and Treasurer

(Principal Financial Officer and Principal

Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information