3 unchanged sentences
EXHIBIT INDEX
−Removed: Amendment No.
−Removed: 1 to At Market Issuance Sales Agreement, dated October 11, 2019, dated September 14, 2020, by and among B.
−Removed: Riley Securities, Inc., Roth Capital Partners, LLC and Ladenburg Thalmann & Co., Inc.
−Removed: (incorporated by reference to Exhibit 1.3 to the Registration Statement on Form S-3 (Registration No.:
−Removed: 333-248832) filed on September 15, 2020)
−Removed: Non-Employee Director Compensation Policy, as amended October 9, 2020 (filed herewith)
−Removed: Certification of Periodic Report by Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
−Removed: Certification of Periodic Report by Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
−Removed: Certification of Periodic Report by Chief Executive Officer and Chief Financial Officer pursuant to U.S.C.
+Added: Certification of Periodic Report by an officer of the Office of the Chief Executive Officer (principal executive officer) pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
+Added: Certification of Periodic Report by an officer of the Office of the Chief Executive Officer (principal executive officer) pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
+Added: Certification of Periodic Report by the Chief Financial Officer and an officer of the Office of the Chief Executive Officer (principal financial and executive officer) pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
+Added: Certification of Periodic Report by the Office of the Chief Executive Officer (principal executive officers) and the Chief Financial Officer (principal financial officer) pursuant to U.S.C.
Section 1350 (furnished herewith)
9 unchanged sentences
ENERGOUS CORPORATION
−Removed: November 9, 2020
−Removed: /s/ Stephen R.
−Removed: President, Chief Executive Officer and Director
−Removed: (Principal Executive Officer)
−Removed: November 9, 2020
/s/ Brian Sereda
−Removed: Senior Vice President and Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Senior Vice President, Chief Financial Officer
+Added: and an officer of the Office of the Chief
+Added: Executive Officer (Principal Financial and
+Added: Accounting Officer and Principal Executive Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.