Other Information
−Removed: On August 28, 2025, the Company entered into
−Removed: a Sales Agreement with Jones, pursuant to which the Company may issue and sell over time and from time to time up to $300,000,000 of shares
−Removed: of the Company’s common stock (the “Shares”).
−Removed: This is commonly referred to as an At-the-Market transaction.
−Removed: of the Shares, if any, may be made by any method permitted by law deemed to be an “at the market” offering as defined in Rule
−Removed: 415 of the Securities Act, including without limitation sales made directly on or through the NYSE American, the trading market for the
−Removed: Company’s common stock, or any other existing trading market in the United States for the Company’s common stock, sales made
−Removed: to or through a dealer other than on an exchange or otherwise, sales made directly to Jones as principal in negotiated transactions at
−Removed: market prices prevailing at the time of sale or at prices related to such prevailing market prices, and/or in any other method permitted
−Removed: Jones will use commercially reasonable efforts to sell on our behalf all the Shares requested to be sold by us, consistent with
−Removed: its normal trading and sales practices, subject to the terms of the Agreement.
−Removed: Under the Agreement, Jones will be entitled to compensation
−Removed: of 3.0% of the gross proceeds from the sales of the Shares sold under the agreement.
−Removed: In addition, we have agreed to reimburse Jones for
−Removed: the fees and disbursements of its counsel, in an amount not to exceed $55,000.
−Removed: In addition, we shall reimburse Jones for legal fees of
−Removed: its counsel up to $3,750 for each quarterly due diligence update.
−Removed: As of November 6, 2025, we have raised approximately
−Removed: $72.1 million in gross proceeds under the ATM and issued 4,666,600 shares of our common stock at an average price of $15.46 per share.
−Removed: On May 13, 2025, 8
−Removed: Consulting LLC (“8CL”), a company whose sole member is Dr.
−Removed: Evans, our Chief Executive Officer and the Chairman of our
−Removed: Board of Directors, modified his Rule 10b5-1 plan (the “Plan”) so that, notwithstanding any contrary provision under the
−Removed: Plan and any related agreement, no sales of the Company’s common stock on behalf of 8CL shall be pursuant to the Plan and any
−Removed: related agreement prior to November 20, 2025.
−Removed: During the quarter ended September 30, 2025, no other director or officer adopted or
−Removed: terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408(a) of
−Removed: Regulation S-K.
−Removed: The exhibits required
−Removed: by Item 601 of Regulation S-K and Item 15(b) of this Report are listed in the Exhibit Index below.
−Removed: The exhibits listed in the
−Removed: Exhibit Index are incorporated by reference herein.
+Added: During the three months
+Added: ended March 31, 2026, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any
+Added: contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense
+Added: conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 arrangement” as defined in Item 408(c) of Regulation
+Added: S-K, except for Allan Evans, the Company’s Chief Executive Officer terminated his 10b5-1 Plan on March 16, 2026.
+Added: The exhibits required by
+Added: Item 601 of Regulation S-K and Item 15(b) of this Report are listed in the Exhibit Index below.
+Added: The exhibits listed in the Exhibit
+Added: Index are incorporated by reference herein.
EXHIBIT INDEX
−Removed: Incorporated by Reference
−Removed: Filed/Furnished
−Removed: Form of Underwriting Agreement, dated February 14, 2024, by and between Unusual Machines, Inc.
−Removed: and Dominari Securities, LLC +
−Removed: Capital on Demand TM Sales Agreement
−Removed: Agreement and Plan of Merger by and between Unusual Machines, Inc., a Puerto Rico corporation and Unusual Machines, Inc., a Nevada corporation
−Removed: Articles of Incorporation
−Removed: Amended and Restated Bylaws
−Removed: Amendment No.
+Added: on DemandTM Sales Agreement
+Added: and Plan of Merger by and between Unusual machines, Inc., a Puerto Rico corporation and Unusual machines, Inc., a Nevada corporation
+Added: of Incorporation
+Added: and Restated Bylaws
1 to Amended and Restated Bylaws
−Removed: Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock
−Removed: Certificate of Designation of Series B Convertible Preferred Stock
−Removed: Certificate of Designations, Preferences and Rights of Series C Convertible Preferred Stock
−Removed: Revised Form of Representatives Warrant
−Removed: Form of Representatives Warrant
−Removed: Placement Agent Warrant, issued to Dominari Securities LLC
−Removed: Form of Lock-up Agreement
−Removed: Form of Lock-up Agreement – Jeffrey Thompson
−Removed: Allan Evans Non-Compete Agreement
−Removed: Management Services Agreement #
−Removed: Form of Restricted Stock Agreement
−Removed: Form of Restricted Stock Agreement
−Removed: Agreement and Plan of Merger and Reorganization dated February 1, 2025
−Removed: Placement Agency Agreement, dated as of May 5, 2025, by and between Unusual Machines, Inc.
+Added: Amendment to the Amended and Restated Bylaws
+Added: of Designations, Preferences and Rights of Series A Convertible Preferred Stock
+Added: of Withdrawal for Series A Convertible Preferred Stock
+Added: of Designation of Series B Convertible Preferred Stock
+Added: of Withdrawal for Series B Convertible Preferred Stock
+Added: of Designations, Preferences and Rights of Series C Convertible Preferred Stock
+Added: of Withdrawal for Series C Convertible Preferred Stock
+Added: Agent Warrant, issued to Dominari Securities LLC
+Added: and Plan of Merger and Reorganization dated February 1, 2025
+Added: Agency Agreement, dated as of May 5, 2025, by and between Unusual Machines, Inc.
and Dominari Securities, LLC
−Removed: Amendment and Waiver to Merger Agreement, dated as of May 6, 2025, by and between Unusual Machines, Inc., Aloft Technologies, Inc., UMAC Merger Sub, Inc., Jon Hegranes and Josh Ziering
−Removed: Form of Restricted Stock Agreement
−Removed: Lease Agreement, dated June 4, 2025, between Unusual Machines, Inc.
+Added: of Restricted Stock Agreement
+Added: Agreement, dated June 4, 2025, between Unusual Machines, Inc.
and Icon FL Orlando Industrial Owner Pool 5 GA/FL, LLC
−Removed: Rotor Lab Pty Ltd Share Purchase Agreement, dated June 12, 2025
−Removed: Form of Securities Purchase Agreement
−Removed: Placement Agency Agreement
−Removed: Placement Agent Warrant, issued to Dominari Securities LLC
−Removed: Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of the Principal Executive Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of the Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: Lab Pty Ltd Share Purchase Agreement, dated June 12, 2025
+Added: of Securities Purchase Agreement
+Added: Agency Agreement
+Added: Agent Warrant, issued to Dominari Securities LLC
+Added: and Restated 2022 Equity Incentive Plan #
+Added: Agency Agreement, dated as of March 19, 2026, by and among Unusual Machines, Inc., Dominari Securities, LLC and JonesTrading Institutional
+Added: Certification of the Principal Executive Officer pursuant to Rules 13a-14(a)
+Added: and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of the Principal Financial Officer pursuant to Rules 13a-14(a)
+Added: and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of the Principal Executive Officer pursuant to 18 U.S.C
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Certification of the Principal Financial Officer
+Added: pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Inline XBRL Instance Document
5 unchanged sentences
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
−Removed: Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K.
−Removed: A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC Staff upon request.
−Removed: Indicates management contract or compensatory plan, contract or agreement.
+Added: schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of
+Added: Regulation S-K.
+Added: A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC
+Added: Staff upon request.
+Added: Indicates management
+Added: contract or compensatory plan, contract or agreement.
Furnished herein.
8 unchanged sentences
Chief Financial Officer
−Removed: November 6, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.