51 unchanged sentences
A copy of the Code of Conduct is included as Exhibit 14.1 to our Annual Report on Form 10-K for the year ended December 31, 2003 filed on March 14, 2004 (File No.
−Removed: The Code of Conduct is also available on our website, www.uei.com under the caption "Corporate Governance" on the Investor page.
+Added: The Code of Conduct is also available on our website, www.uei.com under the caption "Governance" and then "Committee composition, documents and confidential" on the Investor page.
We will post on our website information regarding any amendment to, or waiver from, any provision of the Code of Conduct that applies to our principal executive officer, principal financial officer or principal accounting officer.
−Removed: Information required by Items 407(c)(3), (d)(4) and (d)(5) of Regulation S-K will be contained in and is hereby incorporated by reference to our definitive Proxy Statement for our 2022 Annual Meeting of Stockholders to be filed pursuant to Regulation 14A promulgated by the Securities and Exchange Commission under the Exchange Act.
+Added: Information required by Items 405 and 407(c)(3), (d)(4) and (d)(5) of Regulation S-K will be contained in and is hereby incorporated by reference to our definitive Proxy Statement for our 2023 Annual Meeting of Stockholders to be filed pursuant to Regulation 14A promulgated by the Securities and Exchange Commission under the Exchange Act.
EXECUTIVE COMPENSATION
55 unchanged sentences
0-21044)) (paper file)
−Removed: *10.4 Form of Universal Electronics Inc.
−Removed: 2003 Stock Incentive Plan (incorporated by reference to Appendix B to the Company's Definitive Proxy Materials for the 2003 Annual Meeting of Stockholders of Universal Electronics Inc.
−Removed: filed on April 28, 2003 (File No.
*10.4 Form of Executive Officer Employment Agreement dated April 23, 2003 by and between Universal Electronics Inc.
Arling (incorporated by reference to Exhibit 10.42 to the Company's Annual Report on Form 10-K for the year ended December 31, 2003 filed on March 14, 2004 (File No.
−Removed: *10.6 Form of First Amendment to Executive Officer Employment Agreement dated October 21, 2005 by and between Universal Electronics Inc.
−Removed: Arling (incorporated by reference to Exhibit 10.24 to the Company's Annual Report on Form 10-K for the year ended December 31, 2005 filed on March 16, 2006 (File No.
−Removed: 0-21044)) (paper file)
−Removed: *10.7 Form of Universal Electronics Inc.
−Removed: 2006 Stock Incentive Plan (incorporated by reference to Appendix C to the Company's Definitive Proxy Materials for the 2006 Annual Meeting of Stockholders of Universal Electronics Inc.
−Removed: filed on April 26, 2006 (File No.
*10.5 Form of Indemnification Agreements, dated as of January 2, 2007 between the Company and each director and certain officers of the Company (incorporated by reference to Exhibit 10.28 to the Company's Annual Report on Form 10-K for the year ended December 31, 2006 filed on March 16, 2007 (File No.
−Removed: *10.9 Form of Restricted Stock Unit Agreement (incorporated herein by reference to Exhibit 4.5 to the Company's Form S-8 Registration Statement filed on March 27, 2008 (File No.
10.6 Security Agreement dated November 1, 2010 from Universal Electronics Inc.
Bank National Association (incorporated by reference to Exhibit 10.31 to the Company's Annual Report on Form 10-K for the year ended December 31, 2010 filed on March 16, 2011 (File No.
−Removed: Document Description
*10.7 Universal Electronics Inc.
2 unchanged sentences
2010 Stock Incentive Plan (incorporated by reference to Exhibit 4.6 to the Company's Registration Statement on Form S-8 filed on July 5, 2011 (File No.
−Removed: *10.13 Form of Restricted Stock Unit Agreement used in connection with the Universal Electronics Inc.
−Removed: 2010 Stock Incentive Plan (incorporated by reference to Exhibit 4.7 to the Company's Registration Statement on Form S-8 filed on July 5, 2011 (File No.
*10.9 Form of Second Amendment to Executive Officer Employment Agreement dated February 29, 2008 by and between Universal Electronics Inc.
Arling (incorporated by reference to Exhibit 10.31 to the Company's Annual Report on Form 10-K for the year ended December 31, 2012 filed on March 14, 2013 (File No.
−Removed: *10.15 Summary of Universal Electronics Inc.
−Removed: 2013 Director Compensation (incorporated by reference to Exhibit 10.34 to the Company's Annual Report on 10-K for the year ended December 31, 2013 filed on March 12, 2014 (File No.
−Removed: *10.16 Universal Electronics Inc.
−Removed: 2003 Stock Incentive Plan, Universal Electronics Inc.
−Removed: Compensation Plan for Outside Members of the Board of Directors (2001), and Universal Electronics Inc.
−Removed: 2004 Directors' Compensation Plan (incorporated by reference to the Company's Registration Statement on Form S-8 filed on March 12, 2014 (File No.
+Added: Document Description
*10.10 Universal Electronics Inc.
2 unchanged sentences
2014 Stock Incentive Plan (incorporated by reference to Exhibit 4.6 to the Company's Registration Statement on Form S-8 filed on August 12, 2014 (File No.
−Removed: *10.19 Form of Restricted Stock Unit Agreement used in connection with the Universal Electronics Inc.
−Removed: 2014 Stock Incentive Plan (incorporated by reference to Exhibit 4.7 to the Company's Registration Statement on Form S-8 filed on August 12, 2014 (File No.
−Removed: 10.20 Registration Rights Agreement dated March 9, 2016 between Universal Electronics Inc.
−Removed: and Comcast Corporation (incorporated by references to Exhibit 10.1 to the Company's Current Report on Form 8-K dated March 9, 2016 filed on March 9, 2016 (File No.
10.12 Second Amended and Restated Credit Agreement dated October 27, 2017 between Universal Electronics Inc.
2 unchanged sentences
Bank National Association and Wells Fargo Bank, National Association (incorporated in reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
−Removed: 10.23 Share Transfer Agreement dated April 23, 2018 between C.G.
−Removed: Development Limited and Guangzhou MuXia Hotel Management Co.
−Removed: and Gemstar Technology (China) Co., Ltd.
−Removed: (incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
10.14 Universal Electronics Inc.
3 unchanged sentences
10.17 Second Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K dated December 27, 2018 filed on January 3, 2019 (File No.
−Removed: Document Description
−Removed: 10.28 Third Amendment to Second Amended and Restated Credit Agreement ( incorporated by reference to Exhibit 10.33 to the Company's Annual R eport on Form 10-K for the year ended December 31, 2020 filed on March 5, 2021 (File No.
−Removed: 10.29 Fourth Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhi bit 10.34 to the Company's Annual Report on Form 10-K for t he year ended December 31, 2020 filed on March 5, 2021 (File No.
+Added: 10.18 Third Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.33 to the Company's Annual Report on Form 10-K for the year ended December 31, 2020 filed on March 5, 2021 (File No.
+Added: 10.19 Fourth Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.34 to the Company's Annual Report on Form 10-K for the year ended December 31, 2020 filed on March 5, 2021 (File No.
10.20 First Amendment to Universal Electronics Inc.
5 unchanged sentences
Bank National Association (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on October 28, 2021 (File No.
−Removed: 14.1 Code of Conduct (incorporated by reference to Exhibit 14.1 to the Company's Annual Report on Form 10-K for the year ended December 31, 2003 filed on March 14, 2004 (File No.
+Added: 14.1 Code of Conduct (filed herewith)
21.1 List of Subsidiaries of the Registrant (filed herewith)
2 unchanged sentences
31.1 Rule 13a-14(a) Certifications of the Chief Executive Officer (filed herewith)
+Added: Document Description
31.2 Rule 13a-14(a) Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (filed herewith)
32 unchanged sentences
Mulligan March 8, 2023
−Removed: /s/ Gregory P.
−Removed: Stapleton March 4, 2022
+Added: /s/ Romulo C.
+Added: Pontual March 8, 2023
Vogel March 8, 2023
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.