20 unchanged sentences
We have audited the internal control over financial reporting of Universal Electronics Inc.
−Removed: (a Delaware corporation) (the "Company") as of December 31, 2019 , based on criteria established in the 2013 Internal Control-Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).
+Added: (a Delaware corporation) and subsidiaries (the "Company") as of December 31, 2020, based on criteria established in the 2013 Internal Control-Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO).
In our opinion, the Company maintained, in all material respects, effective internal control over financial reporting as of December 31, 2020, based on criteria established in the 2013 Internal Control-Integrated Framework issued by COSO.
17 unchanged sentences
/s/ GRANT THORNTON LLP
−Removed: Los Angeles, California
+Added: Newport Beach, California
March 5, 2021
15 unchanged sentences
Equity Compensation Plan Information
−Removed: Plan Category
+Added: Plan Category Number of
Securities to be
−Removed: Weighted-average
+Added: rights Weighted-average
exercise price of
options, warrants
+Added: and rights Number of
remaining available
5 unchanged sentences
Equity compensation plans not approved by security holders — — —
+Added: Total 774,648 $ 43.01 223,199
FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA- Notes to Consolidated Financial Statements - Note 15" for a description of each of our stock incentive plans.
26 unchanged sentences
and Comcast Corporation (incorporated by references to Exhibit 4.1 to the Company's Current Report on Form 8-K dated March 9, 2016 filed on March 9, 2016 (File No.
−Removed: Description of Securities (filed herewith)
+Added: 4.3 Description of Securities (incorporated by reference to Exhibit 4.3 to the Company's Annual Report on Form 10-K for the year ended December 31, 2019, filed on March 16, 2020 (File No.
*10.1 Form of Salary Continuation Agreement by and between Universal Electronics Inc.
55 unchanged sentences
and Comcast Corporation (incorporated by references to Exhibit 10.1 to the Company's Current Report on Form 8-K dated March 9, 2016 filed on March 9, 2016 (File No.
−Removed: Employment and Separation Agreement and General Release made and entered into on October 26, 2016 between Universal Electronics BV and Paul J.M.
−Removed: Bennett (incorporated by reference to Exhibit 10.34 to the Company's Annual Report on Form 10-K for the year ended December 31, 2016 filed on March 9, 2017 (File No.
10.26 Second Amended and Restated Credit Agreement dated October 27, 2017 between Universal Electronics Inc.
Bank National Association and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 10.39 to the Company's Annual Report on form 10-K for the year ended December 31, 2017 filed on March 13, 2018 (File No.
−Removed: Document Description
10.27 First Amendment to Second Amended and Restated Credit Agreement dated as of May 4, 2018 between Universal Electronics Inc.
−Removed: Bank National Association and Wells Fargo Bank, National Association (incorporated in reference to Exhibit 10.1 to the Company's Annual Report on Form 10-K for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
+Added: Bank National Association and Wells Fargo Bank, National Association (incorporated in reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
+Added: Document Description
10.28 Share Transfer Agreement dated April 23, 2018 between C.G.
1 unchanged sentence
and Gemstar Technology (China) Co., Ltd.
−Removed: (incorporated by reference to Exhibit 10.3 to the Company's Annual Report on form 10-Q for the quarter ended June 30, 2018 filed on March 13, 2018 (File No.
+Added: (incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
10.29 Universal Electronics Inc.
2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 4.5 to the Company's Registration Statement on form S-8 filed on September 26, 2018 (File No.
−Removed: Form of Restricted Stock Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.5 to the Company's Annual Report on form 10-Q for the quarter ended June 30, 2018 filed on March 13, 2018 (File No.
−Removed: Form of Stock Option Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.6 to the Company's Current Report on Form 10-Q dated June 30, 2018 filed on March 13, 2019 (File No.
+Added: 10.30 Form of Restricted Stock Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.5 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
+Added: 10.31 Form of Stock Option Agreement under the 2018 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.6 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 filed on August 8, 2018 (File No.
10.32 Second Amendment to Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on form 8-K dated December 27, 2018 filed on January 3, 2019 (File No.
−Removed: Transition and Separation Agreement and General Release made and entered into on January 18, 2019 between Universal Electronics Inc.
−Removed: Hughes (incorporated by reference to Exhibit 10.36 to the Company's Annual Report on form 10-K for the year ended December 31, 2018 filed on March 14, 2019 (File No.
+Added: 10.33 Third Amendment to Second Amended and Restated Credit Agreement (filed herewith)
+Added: 10.34 Fourth Amendment to Second Amended and Restated Credit Agreement (filed herewith)
14.1 Code of Conduct (incorporated by reference to Exhibit 14.1 to the Company's Annual Report on Form 10-K for the year ended December 31, 2003 filed on March 14, 2004 (File No.
6 unchanged sentences
32.2 Section 1350 Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (furnished herewith)
−Removed: XBRL Instance Document
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Linkbase Document
−Removed: XBRL Taxonomy Extension Label Linkbase Document
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: 101.INS Inline XBRL Instance Document
+Added: 101.SCH Inline XBRL Taxonomy Extension Schema Document
+Added: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: 101.DEF Inline XBRL Taxonomy Extension Linkbase Document
+Added: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
* Management contract or compensation plan or arrangement identified pursuant to Items 15(a)(3) and 15(c) of Form 10-K.
9 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
+Added: NAME & TITLE SIGNATURE DATE
Chairman and Chief Executive Officer
(principal executive officer)
−Removed: March 13, 2020
+Added: Arling March 5, 2021
Chief Financial Officer
(principal financial officer and principal accounting officer)
−Removed: March 13, 2020
+Added: Hackworth March 5, 2021
/s/ Satjiv S.
−Removed: March 13, 2020
+Added: Chahil March 5, 2021
/s/ Sue Ann R.
−Removed: March 13, 2020
+Added: Hamilton March 5, 2021
/s/ William C.
−Removed: March 13, 2020
−Removed: March 13, 2020
+Added: Mulligan March 5, 2021
/s/ Gregory P.
−Removed: March 13, 2020
−Removed: March 13, 2020
+Added: Stapleton March 5, 2021
+Added: Vogel March 5, 2021
/s/ Edward K.
−Removed: March 13, 2020
+Added: Zinser March 5, 2021
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.