3 unchanged sentences
Filed Herewith
−Removed: Incorporated by Reference Herein from Form or Schedule
+Added: Incorporated by
+Added: Reference Herein
+Added: Form or Schedule
SEC File/ Reg.
−Removed: Form of Securities Purchase Agreement, dated August 12, 2022, by and among TMC the metals company Inc.
−Removed: and the Purchasers named therein
+Added: Fifth Amendment to Pilot Mining Test Agreement and Third Amendment to Strategic Alliance Agreement, effective as of February 8, 2023, by and among DeepGreen Engineering Pte Ltd, DeepGreen Metals Inc., TMC the metals company Inc.
+Added: and Allseas Group S.A.
(Exhibit 10.1)
−Removed: Securities Purchase Agreement, dated August 12, 2022, by and among TMC the metals company Inc.
−Removed: and Gerard Barron
+Added: Royalty Agreement, dated February 21, 2023, by and among TMC the metals company Inc., Nauru Ocean Resources Inc.
+Added: and Low Carbon Royalties Inc.
(Exhibit 10.1)
−Removed: Securities Purchase Agreement, dated August 12, 2022, by and among TMC the metals company Inc.
−Removed: and ERAS Capital LLC
+Added: Investor Rights Agreement, dated February 21, 2023, by and among TMC the metals company Inc., Brian Paes-Braga and Low Carbon Royalties Inc.
(Exhibit 10.2)
+Added: Unsecured Credit Facility, dated March 22, 2023, by and between TMC the metals company Inc.
+Added: and Argentum Credit Virtuti GCV
+Added: (Exhibit 10.31)
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
6 unchanged sentences
Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: † Certain confidential portions of this Exhibit were omitted by means of marking such portions with brackets (“[***]”) because the identified confidential portions (i) are not material and (ii) is the type of information that the Company treats as private or confidential.
* The certifications attached as Exhibit 32 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of TMC the metals company Inc.
2 unchanged sentences
TMC THE METALS COMPANY INC.
−Removed: November 14, 2022
/s/ Gerard Barron
1 unchanged sentence
Chief Executive Officer
−Removed: November 14, 2022
/s/ Craig Shesky
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.