Other Information.
+Added: Rule 10b5-1 Trading Plans
+Added: On March 12, 2025 , Martha J.
+Added: Demski , a member of our board of directors , adopted a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: Sales may commence under the plan on June 27, 2025, and the plan terminates on December 27, 2025 , subject to earlier termination in accordance with its terms.
+Added: The maximum number of securities to be sold under the plan is 8,000 shares of common stock.
+Added: Demski established the plan to support the sale of shares to satisfy tax obligations arising from the vesting of equity awards issued to her by the Company.
+Added: None of our other officers or directors (as defined in Rule 16a-1(f) under the Exchange Act) adopted , modified , or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K), during the quarter ended March 31, 2025 .
Amended and Restated Certificate of Incorporation of Alpha Teknova, Inc.
9 unchanged sentences
333-256795) filed with the SEC on June 4, 2021).
−Removed: Common Warrant to Purchase Common Stock of Alpha Teknova, Inc.
−Removed: issued to MidCap Funding XXVII on March 8, 2024 (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on March 11, 2024).
−Removed: Limited Waiver and Amendment No.
−Removed: 5 dated as of March 8, 2024, to the Amended and Restated Credit and Security Agreement (Term Loan), dated as of May 10, 2022, and as amended on November 8, 2022, March 28, 2023, July 13, 2023, and September 19, 2023, by and among Alpha Teknova, Inc.
+Added: Second Amended and Restated Credit and Security Agreement (Term Loan), dated as of March 3, 2025, by and among Alpha Teknova, Inc.
and MidCap Financial Trust, as agent and as a lender, and the additional lenders from time to time party thereto (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed with the SEC on March 4, 2025).
−Removed: Limited Waiver and Amendment No.
−Removed: 5 dated as of March 8, 2024, to the Amended and Restated Credit and Security Agreement (Revolving Loan), dated as of May 10, 2022, and as amended November 8, 2022, March 28, 2023, July 13, 2023, and September 19, 2023, by and among Alpha Teknova, Inc.
+Added: Second Amended and Restated Credit and Security Agreement (Revolving Loan), dated as of March 3, 2025, by and among Alpha Teknova, Inc.
and MidCap Financial Trust, as agent and as a lender, and the additional lenders from time to time party thereto (incorporated by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K filed with the SEC on March 4, 2025).
−Removed: Form of Securities Purchase Agreement, dated July 11, 2024 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 12, 2024).
−Removed: Form of Registration Rights Agreement, dated July 11, 2024 (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 12, 2024).
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
14 unchanged sentences
ALPHA TEKNOVA INC.
−Removed: November 8, 2024
/s/ STEPHEN GUNSTREAM
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 8, 2024
/s/ MATTHEW LOWELL
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.