1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended December 31, 2023, none of the Company’s executive officers or directors entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted, modified, or terminated by the Company’s executive officers and directors.
+Added: During the three months ended March 31, 2024, none of the Company’s executive officers or directors entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted, modified, or terminated by the Company’s executive officers and directors.
SMCI | Q3 2024 Form 10-Q | 48
1 unchanged sentence
Number Description
−Removed: 10.1 Facility Letter dated as of December 7, 2023 between Super Micro Computer, Inc.
−Removed: Taiwan and HSBC Bank (Taiwan) Limited (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on December 11, 2023)
−Removed: Sixth Amendment to Loan and Security Agreement with Bank of America, N.A.
−Removed: dated to be effective as of November 28, 2023 by and among Super Micro Computer, Inc., the lenders party thereto, and Bank of America, N.A., as administrative agent for the lenders
−Removed: 10.3 Form of Notice of Grant of Performance Based Stock Option to Mr.
−Removed: Charles Liang (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on November 20, 2023)
−Removed: 10.4 Nonqualified Stock Option Award Agreement associated with the Grant Notice (Incorporated by reference to Exhibit 10.2 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on November 20, 2023)
+Added: 4.1 Indenture, dated February 27, 2024 between Super Micro Computer, Inc.
+Added: Bank Trust Company, National Association, as trustee (Incorporated by reference to Exhibit 4.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on February 28, 2024)
+Added: 4.2 Form of Note, between Super Micro Computer, Inc.
+Added: Bank Trust Company, National Association, as trustee (included within Exhibit 4.1)
+Added: 10.1 General Agreement for Omnibus Credit Lines dated as of February 16, 2024 between Super Micro Computer, Inc.
+Added: Taiwan and CTBC Bank Co., Ltd.
+Added: (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on February 20, 2024)
+Added: 10.2 Summary of Short-Term Credit Facilities dated as of January 23, 2024 (Incorporated by reference to Exhibit 10.3 from the Company’s Current Report on Form 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on February 20, 2024)
+Added: 10.3 Seventh Amendment to Loan and Security Agreement, dated as of February 21, 2024, by and among the Company, as Borrower, the Lenders party thereto and Bank of America, N.A., as administrative agent for the Lenders.
+Added: (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on February 22, 2024)
+Added: 10.4 Form of [Base][Additional]Capped Call Confirmation (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on February 28, 2024)
+Added: 10.5 Super Micro Computer, Inc.
+Added: 2020 Equity and Incentive Compensation Plan, as further amended and restated, effective January 22, 2024 (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on Form 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on January 25, 2024)
10.6 Purchase and Sale Agreement, dated as of January 26, 2024, between Caracol Property Owner LLC and Super Micro Computer, Inc.
16 unchanged sentences
SUPER MICRO COMPUTER, INC.
−Removed: February 2, 2024 /s/ CHARLES LIANG
+Added: May 3, 2024 /s/ CHARLES LIANG
Charles Liang
1 unchanged sentence
(Principal Executive Officer)
−Removed: February 2, 2024 /s/ DAVID WEIGAND
+Added: May 3, 2024 /s/ DAVID WEIGAND
David Weigand
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.