1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: Certain of the Company’s directors have entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended.
−Removed: The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the three months ended September 30, 2023:
−Removed: Name and Title Adoption Date End Date Aggregate Number of Shares of the Company’s Common Stock to be Sold
−Removed: Daniel Fairfax , non-employee director
−Removed: August 30, 2023 June 28, 2024 2,100
−Removed: SMCI | Q1 2024 Form 10-Q | 37
−Removed: During the three months ended September 30, 2023, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted , modified, or terminated by the Company’s executive officers and directors.
+Added: During the three months ended December 31, 2023, none of the Company’s executive officers or directors entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted, modified, or terminated by the Company’s executive officers and directors.
SMCI | Q2 2024 Form 10-Q | 45
1 unchanged sentence
Number Description
−Removed: 10.1 General Agreement for Omnibus Credit Lines dated as of September 28 , 2023 between Super Micro Computer, Inc.
−Removed: Taiwan and CTBC Bank Co., Ltd.
−Removed: (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on October 2, 2023)
−Removed: 10.2 Agreement for Individually Negotiated Terms and Conditions dated as of September 28 , 2023 between Super Micro Computer, Inc.
−Removed: Taiwan and CTBC Bank Co., Ltd.
+Added: 10.1 Facility Letter dated as of December 7, 2023 between Super Micro Computer, Inc.
+Added: Taiwan and HSBC Bank (Taiwan) Limited (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on December 11, 2023)
+Added: Sixth Amendment to Loan and Security Agreement with Bank of America, N.A.
+Added: dated to be effective as of November 28, 2023 by and among Super Micro Computer, Inc., the lenders party thereto, and Bank of America, N.A., as administrative agent for the lenders
+Added: 10.3 Form of Notice of Grant of Performance Based Stock Option to Mr.
+Added: Charles Liang (Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on November 20, 2023)
+Added: 10.4 Nonqualified Stock Option Award Agreement associated with the Grant Notice (Incorporated by reference to Exhibit 10.2 from the Company’s Current Report on 8-K (Commission File No.
+Added: 001-33383) filed with the Securities and Exchange Commission on November 20, 2023)
+Added: 10.5 Purchase and Sale Agreement, dated as of January 26, 2024, between Caracol Property Owner LLC and Super Micro Computer, Inc.
(Incorporated by reference to Exhibit 10.1 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on October 2, 2023)
−Removed: 10.3 Summary of Short-Term Credit Facilities dated as of August 21, 2023 (Incorporated by reference to Exhibit 10.3 from the Company’s Current Report on 8-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on October 2, 2023)
−Removed: 10.4 Form of Restricted Stock Units Notice of Grant and Agreement (Associated with the Director Compensation Plan adopted in August 2023) (Incorporated by reference to Exhibit 10.57 from the Company’s Annual Report on 10-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on August 28, 2023)
−Removed: 10.5 Form of Notice of Grant of Stock Option and Nonqualified Stock Option Award Agreement (Associated with the Director Compensation Plan adopted in August 2023) (Incorporated by reference to Exhibit 10.58 from the Company’s Annual Report on 10-K (Commission File No.
−Removed: 001-33383) filed with the Securities and Exchange Commission on August 28, 2023)
+Added: 001-33383) filed with the Securities and Exchange Commission on February 1, 2024)
31.1+ Certification of Charles Liang, President and Chief Executive Officer of the Registrant pursuant to Section 302, as adopted pursuant to the Sarbanes-Oxley Act of 2002
13 unchanged sentences
SUPER MICRO COMPUTER, INC.
−Removed: November 3, 2023 /s/ CHARLES LIANG
+Added: February 2, 2024 /s/ CHARLES LIANG
Charles Liang
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 3, 2023 /s/ DAVID WEIGAND
+Added: February 2, 2024 /s/ DAVID WEIGAND
David Weigand
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.