−Removed: In addition to the other information set forth in this Report, investors should carefully consider the risk factors discussed in Part I, Item 1A - Risk Factors in our 2021 Form 10-K.
+Added: In addition to the other information set forth in this Report, investors should carefully consider the risk factors discussed in Part I, Item 1A - Risk Factors in our 2021 Form 10-K and under Part II, Item 1A.
+Added: of our Q1 2022 Form 10-Q.
Each of such risk factors could materially affect our business, financial position, and results of operations.
−Removed: As of the date of this Report, other than the supplemental risk factor provided below, there have been no material changes from the risk factors disclosed in our 2021 Form 10-K.
+Added: As of the date of this Report, other than the supplemental risk factors provided below, there have been no material changes from the risk factors disclosed in our 2021 Form 10-K.
There may be a limited public market for our common stock;
−Removed: 11,635,458 shares of our common stock, or approximately 36% of our shares of our common stock outstanding, are currently held by non-affiliates as of May 23, 2022.
+Added: 11,635,458 shares of our common stock, or approximately 36% of our shares of our common stock outstanding, are currently held by non-affiliates as of August 15, 2022.
A stock with a small number of shares held by non-affiliates, known as the “float,”
7 unchanged sentences
Description of Document
−Removed: Debt Exchange Agreement between Siebert Financial Corp.
−Removed: and Gloria E.
−Removed: Gebbia, dated March 31, 2022.
+Added: Capital on Demand TM Sales Agreement, dated May 27, 2022, by and between Siebert Financial Corp.
+Added: and JonesTrading Institutional Services LLC.
+Added: (incorporated by reference to Siebert Financial Corp.’s Current Report on Form 8-K filed with the SEC on May 27, 2022).
Certification of Principal Executive Officer and Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
(Principal executive, financial and accounting officer)
+Added: August 15, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.