3 unchanged sentences
Our common stock trades on
−Removed: the Nasdaq Capital Market, under the symbol “SIEB.”
−Removed: As of April 2, 2024, there
−Removed: were 73 holders of record of our common stock based on information provided by our transfer agent.
−Removed: The number of stockholders of record
−Removed: does not reflect the number of individual or institutional stockholders that beneficially own our stock because most stock is held in
−Removed: the name of nominees.
−Removed: Based on information available to us, we believe there are approximately 3,782 beneficial holders of our common
−Removed: stock as of February 9, 2024.
+Added: the Nasdaq Capital Market, under the symbol “SIEB.” The number of common stockholders of record as of March 11, 2025, was
+Added: The closing market price per share on that date was $2.22.
+Added: Based on information available to us, we believe there are approximately
+Added: 3,328 beneficial holders of our common stock as of March 13, 2025.
Dividend Policy
11 unchanged sentences
Use of Proceeds
−Removed: May 18, 2023, we issued 8,075,607 shares of our common stock to Kakaopay as part of a transaction with Kakaopay.
+Added: On February 22, 2024, the Company granted 150,000 shares
+Added: of restricted common stock, subject to vesting over the vesting period, as compensation to consultants of the Company.
+Added: The common stock
+Added: was issued pursuant to Section 4(a)(2) of the Securities Act of 1933 (the “Securities Act”).
+Added: Refer to Note 23 – Employee
+Added: Benefit Plans for more detail.
+Added: On May 28, 2024, the Company granted 70,000 shares
+Added: of restricted common stock that were fully vested upon grant date as compensation to a consultant of the Company.
The common stock was
−Removed: issued pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended.
−Removed: Refer to Note 5 – Kakaopay Transaction for more detail.
−Removed: Siebert 2023 Form-10K 19
+Added: issued pursuant to Section 4(a)(2) of the Securities Act.
+Added: Refer to Note 23 – Employee Benefit Plans for more detail.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.