What changed 10-K

Item 2. Properties

2022-03-30 compared with 2021-03-10 · 6 added, 10 removed, 7 unchanged (70% of the section changed)

We currently maintain 18 branch offices, one of which is our corporate headquarters.

Customers can visit our branch offices to obtain market information, place orders, open accounts, deliver and

receive checks and securities, and obtain related customer services in person.

We currently maintain 12 branch offices and customers can visit our branch offices to obtain market information, place orders, open accounts, deliver and receive checks and securities, and obtain related customer services in person.

Nevertheless, most of our activities are conducted on the Internet or by telephone and mail.

We operate our business out of the following branch offices:

Approximate Square Feet

Corporate Headquarters

New York, NY – 120 Wall Street

Service and Other Office Spaces

Beverly Hills, CA – 190 N Canon

Beverly Hills, CA – 9464 Wilshire

New York, NY - 535 Fifth Avenue

Branch Offices

Beverly Hills, CA –

9378 Wilshire

Boca Raton, FL

1 unchanged sentence

Jersey City, NJ

New York, NY – 1500 Broadway

Rye Brook, NY

Seal Beach, CA

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.