Other Information
−Removed: During the three months ended March 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted , modified or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted , modified or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
Agreement and Plan of Merger, dated as of November 18, 2021, by and among Simmons First National Corporation and Spirit of Texas Bancshares, Inc.
4 unchanged sentences
Articles of Amendment to the Amended and Restated Articles of Incorporation of Simmons First National Corporation, dated August 3, 2022 (incorporated by reference to Exhibit 3.2 to Simmons First National Corporation’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 (File No.
−Removed: Amended and Restated By-Laws of Simmons First National Corporation (incorporated by reference to Exhibit 3.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on February 18, 2022 (File No.
+Added: Amended and Restated By-Laws of Simmons First National Corporation (incorporated by reference to Exhibit 3.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on December 26, 2023 (File No.
4.1 Instruments defining the rights of security holders, including indentures.
2 unchanged sentences
No issuance of debt exceeds ten percent of the total assets of the Corporation and its subsidiaries on a consolidated basis.
−Removed: Form of Associate Restricted Stock Unit Award Agreement (2023 Plan - 2024 Form).*
−Removed: Form of Performance Cash Award Agreement (2023 Plan - 2024 Form).*
−Removed: Form of Performance Share Unit Award Agreement (2023 Plan - 2024 Form).*
−Removed: Indemnification Agreement for C.
−Removed: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
−Removed: Executive Change in Control Severance Agreement for C.
−Removed: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.2 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
−Removed: Deferred Compensation Agreement for C.
−Removed: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.3 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
+Added: Aircraft Time Sharing Agreement between Simmons First National Corporation and Steve Cossé, dated July 1, 2024.*
Amended and Restated Simmons First National Corporation Code of Ethics (as amended and restated on December 19, 2023) (incorporated by reference to Exhibit 14.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on December 26, 2023 (File No.
Simmons First National Corporation Finance Group Code of Ethics (as amended and restated on December 19, 2023) (incorporated by reference to Exhibit 14.2 to Simmons First National Corporation’s Current Report on Form 8-K filed on December 26, 2023 (File No.
−Removed: Awareness Letter of FORVIS, LLP.*
+Added: Awareness Letter of Forvis Mazars, LLP.*
Rule 13a-15(e) and 15d-15(e) Certification – Robert A.
24 unchanged sentences
SIMMONS FIRST NATIONAL CORPORATION
−Removed: May 7, 2024 /s/ Robert A.
+Added: August 6, 2024 /s/ Robert A.
Chief Executive Officer
(Principal Executive Officer)
−Removed: May 7, 2024 /s/ C.
+Added: August 6, 2024 /s/ C.
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
−Removed: May 7, 2024 /s/ David W.
+Added: August 6, 2024 /s/ David W.
Executive Vice President and Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.