Other Information
−Removed: During the three months ended September 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted , modified or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
+Added: During the three months ended March 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) adopted , modified or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
Agreement and Plan of Merger, dated as of November 18, 2021, by and among Simmons First National Corporation and Spirit of Texas Bancshares, Inc.
4 unchanged sentences
Articles of Amendment to the Amended and Restated Articles of Incorporation of Simmons First National Corporation, dated August 3, 2022 (incorporated by reference to Exhibit 3.2 to Simmons First National Corporation’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 (File No.
−Removed: Amended and Restated By-Laws of Simmons First National Corporation (incorporated by reference to Exhibit 3.1 to Simmons First National Corporation’s Current Report on Form 8-K filed February 18, 2022 (File No.
+Added: Amended and Restated By-Laws of Simmons First National Corporation (incorporated by reference to Exhibit 3.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on February 18, 2022 (File No.
4.1 Instruments defining the rights of security holders, including indentures.
2 unchanged sentences
No issuance of debt exceeds ten percent of the total assets of the Corporation and its subsidiaries on a consolidated basis.
−Removed: Separation Agreement and Release among Simmons First National Corporation, Simmons Bank, and Matthew Reddin dated July 26, 2023 (incorporated by reference to Exhibit 10.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on July 28, 2023 (File No.
−Removed: Indemnification Agreement for Dean Bass dated July 27, 2023 (incorporated by reference to Exhibit 10.5 to Simmons First National Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (File No.
−Removed: Amended and Restated Simmons First National Corporation Code of Ethics (as amended and restated on July 23, 2020) (incorporated by reference to Exhibit 14.1 to Simmons First National Corporation’s Current Report on Form 8-K filed July 28, 2020 (File No.
+Added: Form of Associate Restricted Stock Unit Award Agreement (2023 Plan - 2024 Form).*
+Added: Form of Performance Cash Award Agreement (2023 Plan - 2024 Form).*
+Added: Form of Performance Share Unit Award Agreement (2023 Plan - 2024 Form).*
+Added: Indemnification Agreement for C.
+Added: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
+Added: Executive Change in Control Severance Agreement for C.
+Added: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.2 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
+Added: Deferred Compensation Agreement for C.
+Added: Daniel Hobbs dated January 25, 2024 (incorporated by reference to Exhibit 10.3 to Simmons First National Corporation’s Current Report on Form 8-K filed on January 26, 2024 (File No.
+Added: Amended and Restated Simmons First National Corporation Code of Ethics (as amended and restated on December 19, 2023) (incorporated by reference to Exhibit 14.1 to Simmons First National Corporation’s Current Report on Form 8-K filed on December 26, 2023 (File No.
+Added: Simmons First National Corporation Finance Group Code of Ethics (as amended and restated on December 19, 2023) (incorporated by reference to Exhibit 14.2 to Simmons First National Corporation’s Current Report on Form 8-K filed on December 26, 2023 (File No.
Awareness Letter of FORVIS, LLP.*
1 unchanged sentence
Fehlman, Chief Executive Officer.*
−Removed: Rule 13a-15(e) and 15d-15(e) Certification – James M.
−Removed: Brogdon, President and Chief Financial Officer.*
+Added: Rule 13a-15(e) and 15d-15(e) Certification – C.
+Added: Daniel Hobbs, Executive Vice President and Chief Financial Officer.*
Rule 13a-15(e) and 15d-15(e) Certification – David W.
4 unchanged sentences
Certification Pursuant to 18 U.S.C.
−Removed: Sections 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – James M.
−Removed: Brogdon, President and Chief Financial Officer.*
+Added: Sections 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – C.
+Added: Daniel Hobbs, Executive Vice President and Chief Financial Officer.*
Certification Pursuant to 18 U.S.C.
12 unchanged sentences
SIMMONS FIRST NATIONAL CORPORATION
−Removed: November 6, 2023 /s/ Robert A.
+Added: May 7, 2024 /s/ Robert A.
Chief Executive Officer
(Principal Executive Officer)
−Removed: November 6, 2023 /s/ James M.
−Removed: President and Chief Financial Officer
+Added: May 7, 2024 /s/ C.
+Added: Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
−Removed: November 6, 2023 /s/ David W.
+Added: May 7, 2024 /s/ David W.
Executive Vice President and Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.