What changed in this filing

/stocks — the workspaceLOADING

Item 5. Market for Registrant’s Common Equity

2023-03-27 compared with 2022-03-28 · 23 added, 9 removed, 57 unchanged (36% of the section changed)

FOR THE REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

MARKET FOR THE REGISTRANT’S

COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

for Common Stock

4 unchanged sentences

Stock and Preferred Stock Outstanding and Holders of Record

of March 28, 2022, we had 8,181,041 shares of common stock outstanding, held by 39 stockholders of record, not including holders who

hold their shares in street name, and no shares of Preferred Stock issued or outstanding.

of March 27, 2023, we had 10,110,878 shares of common stock outstanding, held by 45 stockholders of record, not including holders

who hold their shares in street name, and no shares of Preferred Stock issued or outstanding.

have never paid or declared any cash dividends on our common stock and do not anticipate paying cash dividends in the foreseeable future.

13 unchanged sentences

to similar documentation and information as would be required in a Registration Statement under the Securities Act.

The securities

are subject to transfer restrictions, and the certificates evidencing the securities contain an appropriate legend stating that such

securities have not been registered under the Securities Act and may not be offered or sold absent registration or pursuant to an exemption

The securities are

subject to transfer restrictions, and the certificates evidencing the securities contain an appropriate legend stating that such securities

have not been registered under the Securities Act and may not be offered or sold absent registration or pursuant to an exemption therefrom.

October 4, 2022 the Company entered into a Purchase Agreement with a certain institutional investor.

The Purchase Agreement provided

for the sale and issuance by the Company of an aggregate of:

(i) 920,000 Shares of the Company’s Common Stock, $0.00001 par value,

(ii) Pre-Funded Warrants to purchase up to 601,740 shares of Common Stock and (iii) Private Placement Warrants and, together with the

Shares and the Pre-Funded Warrants (the “ Securities ”), to purchase up to 2,663,045 shares of Common Stock.

price per Share was $1.15 and the offering price per Pre-Funded Warrant was $1.14999.

The Company received approximately $1.750 million

in proceeds and paid approximately $0.205 million in commissions and legal fees related to the transaction.

The Private Placement Warrants

were sold in a concurrent Private Placement, exempt from registration pursuant to Section 4(a)(2) and/or Rule 506 of the Securities Act

of 1933, as amended (the “ Securities Act ”).

Purchases of Equity Securities

1 unchanged sentence

Total Number of Shares Purchased

Paid Per Share

Total Number of Shares Purchased

as Part of Publicly Announced Plans or Programs

Price Paid Per Share

Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs

Maximum Approximate

Dollar Value of

Shares that May Yet Be Purchased Under the Plans or Programs (1)

Maximum Number of

Shares that May Yet Be Purchased Under the Plans or Programs (2)

30 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 5. Market for Registrant’s Common Equity