Other Information
−Removed: During the three months ended March 31, 2026, certain of our officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
−Removed: Action Date Rule 10b5-1 (1)
−Removed: Non-Rule 10b5-1 (2)
−Removed: Number of Securities to
−Removed: Expiration (3)
−Removed: Beatty , Managing Director and Head of Advisor Services
−Removed: Adoption 2/27/2026 x — 8,000 12/31/26
−Removed: (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
+Added: During the three months ended June 30, 2026, no director or officer of the Company adopted or terminated a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K.
THE CHARLES SCHWAB CORPORATION
2 unchanged sentences
3.32 Certificate of Designations of 6.100% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, of The Charles Schwab Corporation, filed as Exhibit 3.1 to the Registrant’s Form 8-K dated April 22, 2026, and incorporated herein by reference.
+Added: 3.33 Certificate of Elimination of the 4.000% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I , of The Charles Schwab Corporation, filed as Exhibit 3.1 to the Registrant’s Form 8-K dated June 1, 2026, and incorporated herein by reference.
4.17 Deposit Agreement, dated April 22, 2026, between The Charles Schwab Corporation and Equiniti Trust Company, LLC, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto), filed as Exhibit 4.1 to the Registrant’s Form 8-K dated April 22, 2026, and incorporated herein by reference.
−Removed: 10.435 The Charles Schwab Corporation Corporate Executive Bonus Plan, as amended and restated effective January 1, 2026, filed as Exhibit 10.435 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.436 The Charles Schwab Severance Pay Plan, as amended and restated effective January 1, 2026, filed as Exhibit 10.436 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.438 Form of Notice and Nonqualified Stock Option Grant Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans, filed as Exhibit 10.438 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.439 Form of Notice and Performance-Based Restricted Stock Unit Grant Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans, filed as Exhibit 10.439 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.440 Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans.
−Removed: filed as Exhibit 10.440 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.441 Form of Notice and Restricted Stock Unit Agreement (no accelerated vesting for retirement) under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans, filed as Exhibit 10.441 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
−Removed: 10.442 Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans, filed as Exhibit 10.442 to the Registrant’s Form 10-K for the year ended December 31, 2025, and incorporated herein by reference.
+Added: 4.18 Second Supplemental Indenture, dated as of May 21, 2026, by and between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, filed as Exhibit 4.2 to the Registrant’s Form 8-K dated May 21, 2026, and incorporated herein by reference.
+Added: 4.19 Third Supplemental Indenture, dated as of June 29, 2026, by and between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee, filed as Exhibit 4.2 to the Registrant’s Form 8-K dated June 29, 2026, and incorporated herein by reference.
31.1 Certification Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of The Sarbanes-Oxley Act of 2002.
11 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: THE CHARLES SCHWAB CORPORATION
−Removed: Number Exhibit
(1) Furnished as an exhibit to this Quarterly Report on Form 10-Q.
−Removed: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, (vi) Notes to Condensed Consolidated Financial Statements, and (vii) Part II – Item 5.
−Removed: (3) Management contract or compensatory plan.
+Added: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2026 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, (vi) Notes to Condensed Consolidated Financial Statements, and (vii) Part II – Item 5.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
THE CHARLES SCHWAB CORPORATION
−Removed: May 8, 2026 /s/ Michael Verdeschi
+Added: August 7, 2026 /s/ Michael Verdeschi
Michael Verdeschi
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.