Other Information
−Removed: During the three months ended March 31, 2025, no director or officer of the Company adopted or terminated a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K.
+Added: During the three months ended June 30, 2025, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
+Added: Action Date Rule 10b5-1 (1)
+Added: Non-Rule 10b5-1 (2)
+Added: Number of Securities to
+Added: Expiration (3)
+Added: Beatty , Managing Director and Head of Advisor Services
+Added: Adoption 5/28/2025 x — (4) 12/31/2026
+Added: (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: (3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
+Added: (4) Securities to be sold under the plan represent up to 13,216 shares of our common stock to be acquired upon the exercise of stock options.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
Number Exhibit
−Removed: 10.435 Repurchase Agreement , dated February 9, 2025, between The Charles Schwab Corporation and TD Group US Holdings LLC, filed as Exhibit 10.1 to the Registrant’s From 8-K , dated February 12, 2025, and incorporated herein by reference.
+Added: 10.436 Certificate of Elimination of the 5.375% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series G of The Charles Schwab Corporation , filed as Exhibit 3.1 to the Registrant ’ s Form 8-K dated June 2, 2025, and incorporated herein by reference.
31.1 Certification Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of The Sarbanes-Oxley Act of 2002.
12 unchanged sentences
(1) Furnished as an exhibit to this Quarterly Report on Form 10-Q.
−Removed: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
+Added: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2025 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
THE CHARLES SCHWAB CORPORATION
−Removed: May 9, 2025 /s/ Michael Verdeschi
+Added: August 8, 2025 /s/ Michael Verdeschi
Michael Verdeschi
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.