Other Information
−Removed: During the three months ended September 30, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
−Removed: Action Date Rule 10b5-1 (1)
−Removed: Non-Rule 10b5-1 (2)
−Removed: Number of Securities to
−Removed: Expiration (3)
−Removed: Carrie Schwab-Pomerantz , Director
−Removed: Adoption 8/14/2024 x — 240,000 (4) 10/16/2025
−Removed: (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
−Removed: (4) Includes 96,000 shares to be sold by a trust for which the director’s spouse is a trustee.
+Added: During the three months ended March 31, 2025, no director or officer of the Company adopted or terminated a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
Number Exhibit
+Added: 10.435 Repurchase Agreement , dated February 9, 2025, between The Charles Schwab Corporation and TD Group US Holdings LLC, filed as Exhibit 10.1 to the Registrant’s From 8-K , dated February 12, 2025, and incorporated herein by reference.
31.1 Certification Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of The Sarbanes-Oxley Act of 2002.
12 unchanged sentences
(1) Furnished as an exhibit to this Quarterly Report on Form 10-Q.
−Removed: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2024 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
+Added: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
THE CHARLES SCHWAB CORPORATION
−Removed: November 8, 2024 /s/ Michael Verdeschi
+Added: May 9, 2025 /s/ Michael Verdeschi
Michael Verdeschi
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.