Other Information
−Removed: During the three months ended March 31, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
−Removed: Action Date Rule 10b5-1 (1)
−Removed: Non-Rule 10b5-1 (2)
−Removed: Number of Securities to
−Removed: Expiration (4)
−Removed: Clark , Managing Director and Head
−Removed: of Advisor Services
−Removed: Adoption 2/27/2024 x — 3/17/2025
−Removed: (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: (3) Securities to be sold under the plan represent the aggregate of (i) up to 81,085 shares of our common stock to be acquired upon the exercise of stock options;
−Removed: (ii) up to 48,761 shares of our common stock issued upon the settlement of performance-based restricted stock units (PBRSUs) that vested on March 1, 2024;
−Removed: and (iii) the net after-tax number of shares of our common stock to be issued upon settlement of PBRSUs vesting on March 1, 2025, which is based on the achievement of pre-established performance goals and is not yet determinable.
−Removed: The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs.
−Removed: (4) The plan expires at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
+Added: During the three months ended June 30, 2024, no director or officer of the Company adopted or terminated a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K.
THE CHARLES SCHWAB CORPORATION
15 unchanged sentences
(1) Furnished as an exhibit to this Quarterly Report on Form 10-Q.
−Removed: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2024 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
+Added: (2) Attached as Exhibit 101 to this Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2024 are the following materials formatted in Inline XBRL (Extensible Business Reporting Language) (i) the Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Statements of Comprehensive Income, (iii) the Condensed Consolidated Balance Sheets, (iv) the Condensed Consolidated Statements of Stockholders’ Equity, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Condensed Consolidated Financial Statements.
THE CHARLES SCHWAB CORPORATION
1 unchanged sentence
THE CHARLES SCHWAB CORPORATION
−Removed: May 9, 2024 /s/ Peter Crawford
+Added: August 8, 2024 /s/ Peter Crawford
Peter Crawford
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.