5 unchanged sentences
(incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed on October 26, 2021).
−Removed: Rights Agreement, dated as of October 20, 2021, by and among the Company and American Stock Transfer & Trust Company, LLC, as rights agent (incorporate by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on October 26, 2021).
−Removed: Separation Agreement and General Release, dated as of May 12, 2023, by and among P10 Holdings, Inc., RCP Advisors 3, LLC and Jeff Gehl (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q filed on May 15, 2023).
−Removed: Amended & Restated Employment Agreement, dated as of May 12, 2023, by and between P10 Intermediate Holdings LLC, and Robert Alpert (incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q filed on May 15, 2023).
−Removed: Amended & Restated Employment Agreement, dated as of May 12, 2023, by and between P10 Intermediate Holdings LLC, and C.
−Removed: Clark Webb (incorporated by reference to Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q filed on May 15, 2023).
−Removed: Employment Agreement, dated as of May 12, 2023, by and among P10 Intermediate Holdings LLC and William F.
−Removed: Souder (incorporated by reference to Exhibit 10.5 to the Company's Quarterly Report on Form 10-Q filed on May 15, 2023).
−Removed: Amendment No.
−Removed: 1 to Controlled Company Agreement, dated as of May 16, 2023
−Removed: Certification of Co-Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Co-Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Rights Agreement, dated as of October 20, 2021, by and among the Company and American Stock Transfer & Trust Company, LLC, as rights agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on October 26, 2021).
+Added: First Amendment to Rights Agreement, dated as of September 15, 2023, by and between P10, Inc and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC) (incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed on September 19, 2023)
+Added: Employment Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and Luke A.
+Added: Sarsfield III.
+Added: Executive Transition Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and Robert Alpert.
+Added: Executive Transition Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and C.
+Added: Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Co-Chief Executive Officer Pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Co-Chief Executive Officer Pursuant to 18 U.S.C.
+Added: Certification of Chief Executive Officer Pursuant to 18 U.S.C.
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: August 14, 2023
+Added: November 13, 2023
+Added: Sarsfield III
+Added: Sarsfield III
+Added: Chief Executive Officer and Director (Principal Executive Officer)
+Added: November 13, 2023
/s/ Robert Alpert
Robert Alpert
−Removed: Co-Chief Executive Officer and Chairman of the Board of Directors (Co-Principal Executive Officer)
−Removed: August 14, 2023
−Removed: Co-Chief Executive Officer and Director (Co-Principal Executive Officer)
−Removed: August 14, 2023
+Added: Executive Chairman and Chairman of the Board of Directors
+Added: November 13, 2023
+Added: Executive Vice Chairman and Director
+Added: November 13, 2023
/s/ Amanda Coussens
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.