OTHER INFORMATION
−Removed: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended March 31, 2026.
+Added: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended June 30, 2026.
Exhibit Number Description
8 unchanged sentences
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 202 4 , incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 2 3 , 202 4 .
−Removed: Raymond James Financial, Inc.
−Removed: Amended and Restated 2012 Stock Incentive Plan (as amended through February 19, 2026), incorporated by reference to Appendix A to the Company’s Definitive Proxy Statement for the Annual Meeting of Shareholders held February 19, 2026, filed with the Securities and Exchange Commission on January 7, 2026.
−Removed: Raymond James Financial, Inc.
−Removed: Amended and Restated 2012 Employee Stock Purchase Plan (as amended through February 19, 2026), incorporated by reference to Appendix B to the Company’s Definitive Proxy Statement for the Annual Meeting of Shareholders held February 19, 2026, filed with the Securities and Exchange Commission on January 7, 2026.
31.1 Certification of Paul M.
18 unchanged sentences
RAYMOND JAMES FINANCIAL, INC.
−Removed: May 6, 2026 /s/ Paul M.
+Added: August 5, 2026 /s/ Paul M.
Chief Executive Officer (Principal Executive Officer)
−Removed: May 6, 2026 /s/ Jonathan W.
+Added: August 5, 2026 /s/ Jonathan W.
Chief Financial Officer (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.