OTHER INFORMATION
−Removed: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended March 31, 2025.
+Added: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended June 30, 2025.
Exhibit Number Description
8 unchanged sentences
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023.
−Removed: Amended and Restated Raymond James Financial, Inc.
−Removed: 2003 Employee Stock Purchase Plan (as amended through February 20, 2025).
−Removed: Form of Deferred Share Unit Agreement for Directors (Deferred Payment Event) under the Amended and Restated 2012 Stock Incentive Plan.
−Removed: Form of Deferred Share Unit Agreement for Directors (Separation from Service Election) under the Amended and Restated 2012 Stock Incentive Plan .
31.1 Certification of Paul M.
18 unchanged sentences
RAYMOND JAMES FINANCIAL, INC.
−Removed: May 7, 2025 /s/ Paul M.
+Added: August 6, 2025 /s/ Paul M.
Chief Executive Officer (Principal Executive Officer)
−Removed: May 7, 2025 /s/ Jonathan W.
+Added: August 6, 2025 /s/ Jonathan W.
Chief Financial Officer (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.