OTHER INFORMATION
+Added: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended June 30, 2023.
RAYMOND JAMES FINANCIAL, INC.
AND SUBSIDIARIES
+Added: Management’s Discussion and Analysis
Exhibit Number Description
8 unchanged sentences
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on February 24, 2023, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 1, 2023.
−Removed: 10.1 Raymond James Financial, Inc.
−Removed: Amended and Restated 2012 Stock Incentive Plan (as amended through February 23, 2023), incorporated by reference to Appendix B to the Company’s Definitive Proxy Statement for the Annual Meeting of Shareholders held February 23, 2023, filed with the Securities and Exchange Commission on January 11, 2023.
10.1 Amended and Restated Credit Agreement, dated as of April 6, 2023, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of America, N.A, incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 12, 2023.
16 unchanged sentences
AND SUBSIDIARIES
+Added: Management’s Discussion and Analysis
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
RAYMOND JAMES FINANCIAL, INC.
−Removed: May 8, 2023 /s/ Paul C.
+Added: August 4, 2023 /s/ Paul C.
Chair and Chief Executive Officer
−Removed: May 8, 2023 /s/ Paul M.
+Added: August 4, 2023 /s/ Paul M.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.