8 unchanged sentences
Warrant issued to HCP BTC, LLC for the purchase of shares of common stock.
−Removed: Rigel Pharmaceuticals, Inc.
−Removed: 2018 Equity Incentive Plan, as amended .
+Added: License and Transition Services Agreement with Forma Therapeutics, Inc.
+Added: dated July 27, 2022 .
+Added: Third Amendment to the Credit and Security Agreement with MidCap Financial Trust, dated July 27, 2022 .
Certification required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act.
14 unchanged sentences
(2) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on May 18, 2018, and incorporated herein by reference.
−Removed: (3) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on February 2, 2007, and incorporated herein by reference.
+Added: (3) Filed as an exhibit to Rigel’s Current Report on Form 8-K filed on November 3, 2022, and incorporated herein by reference.
(4) Filed as an exhibit to Rigel’s Registration Statement on Form S-1 (No.
6 unchanged sentences
(Principal Executive Officer)
−Removed: August 2, 2022
+Added: November 3, 2022
Chief Financial Officer
(Principal Financial Officer)
−Removed: August 2, 2022
+Added: November 3, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.