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Rule 10b5-1 Trading Arrangements
−Removed: During the quarter ended September 30, 2024, the following directors and officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
−Removed: On August 22, 2024 , Alexandra Schiff , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 14,776 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
−Removed: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until July 7, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: On August 28, 2024 , Shyam Sankar , our Chief Technology Officer and Executive Vice President , terminated a Rule 10b5-1 trading arrangement, which was previously adopted on August 31, 2023 and intended to satisfy the affirmative defense of Rule 10b5-1(c).
+Added: During the quarter ended March 31, 2025, the following officers and directors, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
+Added: On March 7, 2025 , Shyam Sankar , our Chief Technology Officer and Executive Vice President , terminated a Rule 10b5-1 trading arrangement, which was previously adopted on August 29, 2024 and intended to satisfy the affirmative defense of Rule 10b5-1(c).
For additional details about the material terms of this arrangement, refer to the description under the heading “ Rule 10b5-1 Trading Arrangements ” contained in Part II, Item 5.
Other Information of our Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 , which is incorporated herein by reference.
−Removed: On August 29, 2024 , Mr.
+Added: On March 10, 2025 , Alexander Karp , our Chief Executive Officer and a member of our Board of Directors , terminated a Rule 10b5-1 trading arrangement, which was previously adopted on December 11, 2024 and intended to satisfy the affirmative defense of Rule 10b5-1(c).
+Added: For additional details about the material terms of this arrangement, refer to the description under the
+Added: heading “ Rule 10b5-1 Trading Arrangements ” contained in Part II, Item 9B.
+Added: Other Information of our Annual Report on Form 10-K for the year ended December 31, 2024 , which is incorporated herein by reference.
+Added: On March 10, 2025 , Eric Woersching , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 27,214 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
+Added: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: The duration of the trading arrangement is until December 31, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
+Added: On March 11, 2025 , Mr.
Sankar adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 1,620,000 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions, less any shares to be withheld and/or sold to satisfy applicable tax withholdings.
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The duration of the trading arrangement is until March 31, 2026 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: On September 5, 2024 , Ryan Taylor , our Chief Revenue Officer and Chief Legal Officer , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 867,164 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
−Removed: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until June 30, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: On September 10, 2024 , David Glazer , our Chief Financial Officer and Treasurer , terminated a Rule 10b5-1 trading arrangement, previously adopted on December 12, 2023, and a later-commencing (after the completion or expiration of the earlier-commencing arrangement described) Rule 10b5-1 trading arrangement, previously adopted on June 12, 2024, each intended to satisfy the affirmative defense of Rule 10b5-1(c).
−Removed: For additional details about the material terms of these arrangements, refer to the descriptions contained in Part II , Item 9B.
−Removed: Other Information of our Annual Report on Form 10-K for the year ended December 31, 2023 and Part II, Item 5.
−Removed: Other Information of our Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 , respectively, which are incorporated herein by reference.
−Removed: On September 11, 2024 , Stephen Cohen , our President, Secretary, and a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 2,339,862 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions, less any shares to be withheld and/or sold to satisfy applicable tax withholdings.
+Added: On March 12, 2025 , Ryan Taylor , our Chief Revenue Officer and Chief Legal Officer , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 168,766 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
The duration of the trading arrangement is until December 31, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: On September 12, 2024 , Mr.
−Removed: Glazer adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 945,442 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
−Removed: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until June 30, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: On September 12, 2024 , Lauren Stat , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 3,200 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
+Added: On March 12, 2025 , David Glazer , our Chief Financial Officer and Treasurer , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 197,138 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
The duration of the trading arrangement is until December 31, 2025 , or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
−Removed: During the quarter ended September 30, 2024, no other directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the quarter ended March 31, 2025, no other directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
Incorporated by Reference
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Exhibit Filing Date
−Removed: Palantir Technologies Inc.
−Removed: 2020 Equity Incentive Plan and related form agreements.
Certification of the Chief Executive Officer pursuant to Exchange Act Rule 13a-14 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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* Filed Herewith
−Removed: + Indicates a management contract or compensatory plan or arrangement
† The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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PALANTIR TECHNOLOGIES INC.
−Removed: November 4, 2024
/s/ Alexander C.
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( Principal Executive Officer )
−Removed: November 4, 2024
/s/ David Glazer
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( Principal Financial Officer )
−Removed: November 4, 2024
−Removed: /s/ Heather Planishek
−Removed: Heather Planishek
+Added: /s/ Jeffrey Buckley
+Added: Jeffrey Buckley
Chief Accounting Officer
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.