1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: During the quarter ended June 30, 2023, the following director adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
−Removed: On June 6, 2023 , Eric Woersching , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sale through various transactions of an aggregate of up to 12,000 shares of our Class A common stock.
+Added: During the quarter ended September 30, 2023, the following directors and officers, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
+Added: On August 15, 2023 , Mithril PAL-SPV 1, LLC, a stockholder whose shares may be deemed to be beneficially owned by Peter Thiel (the Chairman of our Board of Directors ), and its affiliated entity adopted Rule 10b5-1 arrangements intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), subject to the satisfaction of certain price and/or other conditions, as follows:
+Added: (i) Mithril PAL-SPV 1, LLC adopted a Rule 10b5-1 distribution arrangement for the potential distribution of an aggregate of up to 17,861,224 shares of our Class A common stock to its sole member, Mithril LP (the “Distribution”), and (ii) Mithril LP adopted a Rule 10b5-1 distribution arrangement providing for the potential sub-distribution of all the shares received in the Distribution to its partners or members (the “Sub-Distribution”).
+Added: The duration of the Distribution and Sub-Distribution arrangements is until August 15, 2024, or earlier, upon the completion or expiration of all transactions subject to the arrangement.
+Added: On August 17, 2023 , Alexandra Schiff , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 26,000 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until May 31, 2024, or earlier, upon the completion of all transactions subject to the trading arrangement.
−Removed: During the quarter ended June 30, 2023, no other directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: The duration of the trading arrangement is until May 31, 2024, or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
+Added: On August 21, 2023 , Lauren Friedman Stat , a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 11,150 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
+Added: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: The duration of the trading arrangement is until December 31, 2024, or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
+Added: On August 31, 2023 , Shyam Sankar , our Chief Technology Officer and Executive Vice President , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 9,372,618 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions, less any shares to be withheld and/or sold to satisfy applicable tax withholdings.
+Added: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: The duration of the trading arrangement is until June 30, 2025, or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
+Added: On September 1, 2023 , Stephen Cohen , our President, Secretary, and a member of our Board of Directors , adopted a Rule 10b5-1 trading arrangement providing for the potential sales of shares of our Class A common stock through various transactions upon the occurrence and satisfaction of certain price and/or other conditions, with 6,894,355 shares being the total of the maximum number of all shares subject to any condition when summed across all possible conditions.
+Added: The trading arrangement is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
+Added: The duration of the trading arrangement is until December 1, 2024, or earlier, upon the completion or expiration of all transactions subject to the trading arrangement.
+Added: During the quarter ended September 30, 2023, no other directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
Incorporated by Reference
16 unchanged sentences
PALANTIR TECHNOLOGIES INC.
−Removed: August 7, 2023
+Added: November 3, 2023
/s/ Alexander C.
1 unchanged sentence
( Principal Executive Officer )
−Removed: August 7, 2023
+Added: November 3, 2023
/s/ David Glazer
1 unchanged sentence
( Principal Financial Officer )
−Removed: August 7, 2023
+Added: November 3, 2023
/s/ Heather Planishek
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.