Other Information.
−Removed: During the period covered by this Quarterly Report,
−Removed: none of the Company’s directors or executive officers have adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule
−Removed: 10b5-1 trading arrangement (each as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934, as amended).
−Removed: The following exhibits are filed as part of,
−Removed: or incorporated by reference into, this Quarterly Report on Form 10-Q.
+Added: During the period covered by this Quarterly Report, none of the Company’s
+Added: directors or executive officers have adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement
+Added: (each as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934, as amended).
+Added: The following exhibits are filed as part of, or incorporated by reference
+Added: into, this Quarterly Report on Form 10-Q.
+Added: Description of Exhibit
+Added: Form of Commitment Warrant (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 28, 2025)
+Added: Senior Secured Convertible Promissory Note, dated July 11, 2025, by and between New Profusa and the Holder party thereto (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 18, 2025)
+Added: Form of PIPE Lock-Up Agreement, dated as of July 11, 2025, by and among Ascent and those certain holders party thereto (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 18, 2025)
+Added: Form of PIPE Registration Rights Agreement, dated as of July 11, 2025, by and among New Profusa and the PIPE Investors (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 18, 2025)
+Added: Security Agreement, dated as of July 11, 2025, by and among New Profusa, Profusa and Ascent, as collateral agent (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 18, 2025)
+Added: Guaranty, dated as of July 11, 2025, by and among New Profusa, Profusa and its subsidiaries (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 18, 2025)
+Added: Securities Purchase Agreement, dated July 28, 2025, by and between Profusa, Inc.
+Added: and Ascent Partners Fund LLC (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 28, 2025)
+Added: Registration Rights Agreement, dated July 28, 2025, by and between Profusa, Inc.
+Added: and Ascent Partners Fund LLC (incorporated by reference to the Current Report on Form 8-K filed with the SEC on July 28, 2025)
+Added: Sponsor Lock-Up Agreement, dated as of July 11, 2025, by and between NorthView Sponsor I, LLC and NorthView Acquisition Corp.
+Added: (incorporated by reference to the Current Report on Form 8-K filed with the SEC on August 15, 2025)
+Added: Form of Stockholder Lock-Up Agreement, dated as of July 11, 2025, by and among the Company and stockholders of Legacy Profusa (incorporated by reference to the Current Report on Form 8-K filed with the SEC on August 15, 2025)
+Added: Amendment No.
+Added: 1, dated August 25, 2025, to the Securities Purchase Agreement, dated February 11, 2025, by and among Profusa, Inc.
+Added: and Ascent Partners Fund LLC (incorporated by reference to the Current Report on Form 8-K filed with the SEC on August 26, 2025)
+Added: Amendment No.
+Added: 1, dated August 25, 2025, to the Senior Secured Convertible Promissory Note issued by Profusa, Inc.
+Added: on February 11, 2025, for the benefit of Ascent Partners Fund LLC (incorporated by reference to the Current Report on Form 8-K filed with the SEC on August 26, 2025)
+Added: Form of Amended Senior Secured Convertible Promissory Note (incorporated by reference to the Current Report on Form 8-K filed with the SEC on August 26, 2025)
+Added: Account Control Agreement, dated as of September 29, 2025, by and among the Company, Ascent Partners Fund LLC, BitGo Prime LLC, and BitGo Trust Company, Inc.
+Added: (incorporated by reference to the Current Report on Form 8-K filed with the SEC on October 8, 2025)
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
4 unchanged sentences
Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
−Removed: the Inline XBRL document)
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Definition Linkbase Document
−Removed: XBRL Taxonomy Extension Labels Linkbase Document
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for
−Removed: purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference
−Removed: in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
−Removed: Pursuant to the requirements of the Securities
−Removed: Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 14, 2025
+Added: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Inline XBRL Taxonomy Extension Labels Linkbase Document
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: * These certifications are furnished to the SEC pursuant to Section
+Added: 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as
+Added: amended, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly
+Added: set forth by specific reference in such filing.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934,
+Added: the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: PROFUSA, INC.
+Added: November 19, 2025
+Added: /s/ Ben Hwang
Chief Executive Officer
−Removed: Fred Knechtel
+Added: /s/ Fred Knechtel
Fred Knechtel
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.