−Removed: Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: Sales of Equity Securities by the Issuer
−Removed: On October 31, 2024,
−Removed: we entered into the Equity Purchase Agreement with the Investor, pursuant to which we will have the right, but not the obligation, to
−Removed: sell to the Investor, and the Investor will have the obligation to purchase from us, up to the Maximum Commitment Amount worth of shares
−Removed: of our common stock, at our sole discretion, over the next 24 months, subject to certain conditions precedent and other limitations set
−Removed: forth in the Equity Purchase Agreement.
−Removed: Concurrently with the execution of the Equity Purchase Agreement, we also agreed to issue to
−Removed: the Investor, as part of the consideration, shares of the Company’s common stock worth a total of 3% of the Maximum Commitment
−Removed: Amount (the “Initial Commitment Shares”).
−Removed: The ultimate calculation of the per share price of the Initial Commitment Shares
−Removed: will occur on the date immediately prior to a registration statement on Form S-1 covering the resale of the shares to be issued pursuant
−Removed: to the Equity Purchase Agreement.
−Removed: The shares of common stock
−Removed: are being offered and sold by us to the Investor pursuant to the Equity Purchase Agreement in reliance upon an exemption from the registration
−Removed: requirements of the Securities Act afforded by Section 4(a)(2) of the Securities Act of 1933 and Rule 506(b) of Regulation D promulgated
+Added: Unregistered Sales of Equity Securities
+Added: and Use of Proceeds.
+Added: Unregistered Sales of Equity Securities
+Added: by the Issuer
+Added: the three months ended March 31, 2025, we issued 300,000 shares of common stock to a scientific and technical advisor in exchange for
+Added: scientific and technical services, which will be amortized over a 12-month period with the remaining balance in prepaid expenses, and
+Added: 20,000 shares of common stock to an advisor in exchange for services.
+Added: The shares of common stock were issued in
+Added: reliance upon an exemption from the registration requirements of the Securities Act afforded by Section 4(a)(2) of the Securities Act.
+Added: Use of Proceeds
On July 31, 2024, our registration
5 unchanged sentences
us of approximately $6.0 million, after deducting underwriting discounts and commissions of approximately $0.4 million.
−Removed: As of November
−Removed: 14, 2024, we estimate that we have used approximately $5.5 million of the proceeds from our initial public offering for general corporate
−Removed: purposes, including to advance the development of OST-HER2 and OST-tADC.
−Removed: There has been no material change in the planned use of proceeds
−Removed: from that described in the final prospectus for our initial public offering filed with the SEC pursuant to Rule 424(b)(4) under the Securities
−Removed: following exhibits are filed with this Quarterly Report on Form 10-Q:
−Removed: Equity Purchase Agreement, dated as of October 31, 2024, between OS Therapies Incorporated and Square Gate Capital Master Fund, LLC-Series 3 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on November 1, 2024).+
−Removed: Registration Rights Agreement, dated October 31, 2024 (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on November 1, 2024).+
+Added: As of May 13,
+Added: 2025, we have used all of the proceeds from our initial public offering for general corporate purposes, including to advance the development
+Added: of OST-HER2 and OST-tADC.
+Added: There has been no material change in the planned use of proceeds from that described in the final prospectus
+Added: for our initial public offering filed with the SEC pursuant to Rule 424(b)(4) under the Securities Act.
+Added: The following exhibits are
+Added: filed with this Quarterly Report on Form 10-Q:
+Added: Form of Warrant (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on January 29, 2025).
+Added: Amendment No.
+Added: 1 to Securities Purchase Agreement and Amendment to Registration Rights Agreement (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on January 14, 2025).
+Added: Asset Purchase Agreement, dated as of January 28, 2025, between OS Therapies Incorporated and Ayala Pharmaceuticals, Inc.
+Added: (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on January 29, 2025).
+Added: Form of Registration Rights Agreement between OS Therapies Incorporated and Ayala Pharmaceuticals, Inc.
+Added: (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on January 29, 2025).
Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
§ 1350 As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted
−Removed: in Inline XBRL:
−Removed: (i) Balance Sheets as of September 30, 2024 and December 31, 2023 (unaudited);
−Removed: (ii) Statements of Operations for
−Removed: the three and nine months ended September 30, 2024 and 2023 (unaudited);
−Removed: (iii) Statements of Stockholders’ Deficit for the
−Removed: three and nine months ended September 30, 2024 and 2023 (unaudited);
−Removed: (iv) Statements of Cash Flows for the nine months ended September
−Removed: 30, 2024 and 2023 (unaudited);
+Added: The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, formatted in Inline XBRL:
+Added: (i) Balance Sheets as of March 31, 2025 and December 31, 2024 (unaudited);
+Added: (ii) Statements of Operations for the three months ended March 31, 2025 and 2024 (unaudited);
+Added: (iii) Statements of Stockholders’ Deficit for the three months ended March 31, 2025 and 2024 (unaudited);
+Added: (iv) Statements of Cash Flows for the three months ended March 31, 2025 and 2024 (unaudited);
and (v) Notes to the Financial Statements (unaudited).
−Removed: cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in Inline XBRL
−Removed: (included as Exhibit 101).
−Removed: exhibits and/or schedules to this exhibit have been omitted pursuant to Item 601(a)(5) or Item 601(b)(10)(iv), as applicable, of Regulation
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, formatted in Inline XBRL (included as Exhibit 101).
+Added: Furnished herewith.
+Added: Certain exhibits and/or schedules to this exhibit have been omitted pursuant to Item 601(a)(5) or Item 601(b)(10)(iv), as applicable, of Regulation S-K.
The Company agrees to furnish supplemental copies of all omitted exhibits to the SEC upon its request.
−Removed: to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
−Removed: the undersigned thereunto duly authorized.
−Removed: THERAPIES INCORPORATED
−Removed: November 15, 2024
−Removed: Executive Officer
−Removed: Executive Officer)
−Removed: November 15, 2024
+Added: Pursuant to the requirements
+Added: of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
+Added: duly authorized.
+Added: OS THERAPIES INCORPORATED
+Added: /s/ Paul Romness
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
+Added: /s/ Christopher Acevedo
Christopher Acevedo
−Removed: Financial Officer
−Removed: Financial and Accounting Officer)
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.