Other Information
−Removed: During the nine months
−Removed: ended September 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement”
−Removed: or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2026,
+Added: no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1
+Added: trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are being filed herewith,
1 unchanged sentence
EXHIBIT INDEX
−Removed: Note Purchase Agreement, dated as of May 6, 2025, between OSR Holdings, Inc.
−Removed: and White Lion Capital, LLC.
−Removed: Senior Secured Convertible Promissory Note, issued May 6, 2025, by OSR Holdings, Inc.
−Removed: to White Lion Capital LLC.
−Removed: Common Stock Purchase Warrant, issued May 6, 2025, by OSR Holdings, Inc to White Lion Capital, LLC.
+Added: Global Exclusive License Agreement, dated April 29, 2026 (previously filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 30, 2026 and incorporated herein by reference)
+Added: Pledge Agreement, dated April 29, 2026 (previously filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on April 30, 2026 and incorporated herein by reference)
Amendment No.
−Removed: 1 to Common Stock Purchase Agreement, between OSR Holdings, Inc.
+Added: 2 to Common Stock Purchase Agreement, dated April 7, 2026 between OSR Holdings, Inc.
and White Lion Capital LLC.
+Added: (previously filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 9, 2026 and incorporated herein by reference)
+Added: Note Purchase Agreement, dated April 7, 2026, between OSR Holdings, Inc.
+Added: and White Lion Capital LLC.
+Added: (previously filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on April 9, 2026 and incorporated herein by reference)
+Added: Senior Secured Convertible Promissory Note, dated April 7, 2026, between OSR Holdings, Inc.
+Added: and White Lion Capital LLC.
+Added: (previously filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on April 9, 2026 and incorporated herein by reference)
Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *
14 unchanged sentences
duly authorized.
−Removed: November 12, 2025
OSR HOLDINGS, INC.
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.