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Our Section 16 officers and directors (as defined in Rule 16a-1 under the Exchange Act) may from time to time enter into plans for the purchase or sale of Oracle stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: During the quarter ended August 31, 2023, the following Section 16 officer adopted, modified or terminated “Rule 10b5-1 trading arrangements”
+Added: During the quarter ended November 30, 2023, the following Section 16 officer adopted, modified or terminated “Rule 10b5-1 trading arrangements”
(as defined in Item 408 under Regulation S-K of the Exchange Act):
−Removed: Safra Catz , our Chief Executive Officer and Director , adopted a new trading plan on August 1, 2023 .
−Removed: The plan’s maximum duration is until October 4, 2024, and first trades will not occur until January 2, 2024, at the earliest.
−Removed: The trading plan is intended to permit Ms.
−Removed: Catz to exercise and sell two tranches of stock options set to expire in 2024:
−Removed: (i) 2,250,000 st ock options expiring on July 24, 2024;
−Removed: and (ii) 500,000 stock options expiring on October 5, 2024.
+Added: Henley , our Vice Chairman of the Board of Directors , adopted a new trading plan on October 9, 2023 .
+Added: The plan’s maximum duration is until July 1, 2024, and first trades will not occur until January 8, 2024, at the earliest.
+Added: The trading plan is intended to permit Mr.
+Added: Henley to exercise and sell 400,000 stock options expiring on July 24, 2024.
The Rule 10b5-1 trading arrangement described above was adopted and precleared in accordance with Oracle’s Insider Trading Policy and actual sale transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC.
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Exhibit Description
+Added: Amended and Restated Bylaws of Oracle Corporation
+Added: Oracle Corporation
+Added: Oracle Corporation Amended and Restated 2020 Equity Incentive Plan, as approved on November 15, 2023
+Added: Oracle Corporation
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Officer
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Interactive Data Files Pursuant to Rule 405 of Regulation S-T, formatted in Inline XBRL:
−Removed: (i) Condensed Consolidated Balance Sheets as of August 31, 2023 and May 31, 2023, (ii) Condensed Consolidated Statements of Operations for the three months ended August 31, 2023 and 2022, (iii) Condensed Consolidated Statements of Comprehensive Income for the three months ended August 31, 2023 and 2022, (iv) Condensed Consolidated Statements of Stockholders’
−Removed: Equity (Deficit) for the three months ended August 31, 2023 and 2022, (v) Condensed Consolidated Statements of Cash Flows for the three months ended August 31, 2023 and 2022 and (vi) Notes to Condensed Consolidated Financial Statements
−Removed: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2023, formatted in Inline XBRL
+Added: (i) Condensed Consolidated Balance Sheets as of November 30, 2023 and May 31, 2023, (ii) Condensed Consolidated Statements of Operations for the three and six months ended November 30, 2023 and 2022, (iii) Condensed Consolidated Statements of Comprehensive Income for the three and six months ended November 30, 2023 and 2022, (iv) Condensed Consolidated Statements of Stockholders’
+Added: Equity (Deficit) for the three and six months ended November 30, 2023 and 2022, (v) Condensed Consolidated Statements of Cash Flows for the six months ended November 30, 2023 and 2022 and (vi) Notes to Condensed Consolidated Financial Statements
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended November 30, 2023, formatted in Inline XBRL and included in Exhibit 101
+Added: Indicates management contract or compensatory plan or arrangement.
Filed herewith.
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ORACLE CORPORATION
−Removed: September 12, 2023
+Added: December 12, 2023
Chief Executive Officer and Director
(Principal Executive and Financial Officer)
−Removed: September 12, 2023
+Added: December 12, 2023
/s/ Maria Smith
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.