22 unchanged sentences
In addition, Oppenheimer's securities positions are subject to fluctuations in market value and liquidity.
−Removed: In addition to monitoring the credit-worthiness of its customers and counterparties, Oppenheimer imposes more conservative margin requirements than those of the FINRA Rule 4210.
+Added: In addition to monitoring the credit-worthiness of its customers and counterparties, Oppenheimer imposes more conservative margin requirements than those of FINRA Rule 4210.
Generally, Oppenheimer limits customer loans to an amount not greater than 65% of the value of the securities (or lower if the securities in the account are concentrated in a limited number of issues).
Particular attention and more restrictive requirements are placed on more highly volatile securities traded in the NASDAQ market.
−Removed: In comparison, the FINRA Rule 4210 permits loans of up to 75% of the value of the equity securities in a customer's account.
+Added: In comparison, FINRA Rule 4210 permits loans of up to 75% of the value of the equity securities in a customer's account.
Further discussion of credit risk appears in note 8 to the Company's consolidated financial statements appearing in Item 8.
37 unchanged sentences
Interest rate risk 1,192 387
−Removed: Commodity price risk — 70
Diversification benefit (578) (1,178)
10 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.