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Item 5. Other Information

2023-05-11 compared with 2022-11-16 · 35 added, 34 removed, 14 unchanged (83% of the section changed)

2 unchanged sentences

Exhibit Number

Amended and Restated Certificate of Incorporation of SG Blocks, Inc.

(incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on July 7, 2016 (File No.

Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock (incorporated herein by reference to Exhibit 3.2 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on July 7, 2016 (File No.

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of SG Blocks, Inc.

(incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on February 28, 2017 (File No.

Certificate of Amendment to Certificate of Designation, dated May 11, 2017 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on May 12, 2017 (File No.

Certificate of Elimination of Series A Convertible Preferred Stock, dated December 13, 2018 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on December 17, 2018 (File No.

Certificate of Amendment to the Amended and Restated Certificate of Incorporation dated June 5, 2019 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on June 5, 2019 (File No.

Amended and Restated Certificate of Incorporation of the Company (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on July 7, 2016 (File No.

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 28, 2017 (File No.

Certificate of Amendment to Certificate of Designation, dated May 11, 2017 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by the Company with the Securities and Exchange Commission on May 12, 2017 (File No.

Form of Certificate of Designation of the Series B Convertible Preferred Stock (incorporated herein by reference to Exhibit 3.7 to the Registration Statement on Form S-1/A (File No.

333-235295) as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on December 9, 2019).

Certificate of Amendment to the Amended and Restated Certificate of Incorporation, as amended, of SG Blocks, Inc.

(incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on February 5, 2020 (File No.

Amended and Restat ed Bylaws of SG Blocks, Inc.

dated June 4, 2021 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on June 7, 2021 (File No.

Amendment, dated July 5, 2022, to Employment Agreement, dated January 1, 2017, as amended, by and between SG Blocks, Inc.

and Paul Galvin (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-Ks as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on July 8, 2022 (File No.

Employment Agreement dated September 1, 2022 by and between SG Blocks, Inc.

and Marc Brune (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.

with the Securities and Exchange Commission on September 1, 2022 (File No.

Certification by Chief Executive Officer and Interim Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification by Chief Executive Officer and Interim Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

333-235295) as filed by the Registrant with the Securities and Exchange Commission on December 9, 2019).

Certificate of Amendment to the Amended and Restated Certificate of Incorporation, as amended, of the Company (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 5, 2020 (File No.

Amended and Restated Bylaws of the Company dated June 4, 2021 (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on June 7, 2021 (File No.

Employment Agreement, dated February 3, 2023, between Safe and Green Development Corporation and David Villarreal

Securities Purchase Agreement, dated February 7, 2023, by and between the Company and Peak One Opportunity Fund, L.P.

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 7, 2023 (File No.

Registration Rights Agreement, dated February 7, 2023, by and between the Company and Peak One Opportunity Fund, L.P.

(incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 7, 2023 (File No.

Equity Purchase Agreement, dated February 7, 2023, by and between the Company and Peak One Opportunity Fund, L.P.

(incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 7, 2023 (File No.

Registration Rights Agreement, dated February 7, 2023, by and between the Company and Peak One Opportunity Fund, L.P.

(incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on February 7, 2023 (File No.

Loan Agreement, dated March 30, 2023 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Promissory Note, dated March 30, 2023 (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Deed of Trust and Security Agreement, dated March 30, 2023 (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Assignment of Contract Rights, dated March 30, 2023 (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Mortgage, dated March 30, 2023 (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Guaranty, dated March 30, 2023 (incorporated by reference to Exhibit 10.6 to the Current Report on Form 8-K as filed by the Registrant with the Securities and Exchange Commission on April 5, 2023 (File No.

Certification by Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification by Interim Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certification by Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification by Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File as the XBRL tags are embedded within the Inline XBRL document.

8 unchanged sentences

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SG BLOCKS, INC.

November 16, 2022

Chairman of the Board, Chief Executive Officer and Interim Chief Financial Officer

(Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer )

SAFE & GREEN HOLDINGS CORP.

Chairman of the Board and Chief Executive Officer

(Principal Executive Officer)

/s/ Patricia Kaelin

Patricia Kaelin

Chief Financial Officer

(Principal Financial Officer and Principal Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information