25 unchanged sentences
with the Securities and Exchange Commission on June 7, 2021 (File No.
−Removed: U nimproved Property Contract, dated February 25, 2021, by and between SG Blocks, Inc.
−Removed: and Northport Harbor LLC (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on May 11 , 2021 (File No.
−Removed: Settlement and Mutual Release Agreement, dated June 15, 2021, by and among CPF GP 2019-1 LLC, Capital Plus Financial, LLC and SG Blocks, Inc.
−Removed: (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 21, 2021 (File No.
−Removed: Termination of Exclusive License Agreement, effective June 15, 2021 (incorporated herein by reference to Exhibit 10.
−Removed: 2 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 21, 2021 (File No.
−Removed: Assign ment of Limited Rights Under Membership Interest Redemption Agreement, dated June 15, 2021, by and among Capital Plus Financial, LLC, SG Blocks, Inc.
−Removed: and CPF GP 2019-1 LLC (incorporated herein by reference to Exhibit 10.3 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 21, 2021 (File No.
−Removed: O perating Agreement by and between SGB Development Corp., Jacoby Development, Inc.
−Removed: and JDI-Cumberland Inlet.
−Removed: LLC, dated June 24, 2021 (incorporated herein by reference to Exhibit 10.
−Removed: 1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 2 8 , 2021 (File No.
−Removed: (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 28, 2021 (File No.
−Removed: Fabrication and Building Services Agreement by and between JDI-Cumberland Inlet, LLC and SG Echo, LLC, dated June 24, 2021 (incorporated herein by reference to Exhibit 10.2 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
−Removed: with the Securities and Exchange Commission on June 28, 2021 (File No.
−Removed: R eal Estate Lien Note, dated July 14, 2021, in the principal amount of $2,000,000 (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
+Added: Amendment No.
+Added: 3 to the SG Blocks, Inc.
+Added: Stock Incentive Plan (incorporated by reference to Appendix A to the Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on July 14, 2021) (File No.
+Added: Real Estate Lien Note, dated July 14, 2021, in the principal amount of $2,000,000 (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
with the Securities and Exchange Commission on July 19, 2021 (File No.
3 unchanged sentences
with the Securities and Exchange Commission on Ju ly 19, 2021 (File No.
+Added: Employment Agreement, dated September 27, 2021, between SG Blocks, Inc.
+Added: and William Rogers (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
+Added: with the Securities and Exchange Commission on October 1, 2021 (File No.
+Added: Employment Agreement, dated September 30, 2021, between SG Blocks, Inc.
+Added: and Gerald Sheeran (incorporated herein by reference to Exhibit 10.2 to the Current Report on Form 8-K as filed by SG Blocks, Inc.
+Added: with the Securities and Exchange Commission on October 1, 2021 (File No.
Certification by Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
1 unchanged sentence
Certification by Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File as the XBRL tags are embedded within the Inline XBRL document.
−Removed: XBRL Taxonomy Extension Schema Document.
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document.
−Removed: XBRL Taxonomy Extension Definition Linkbase Document.
−Removed: XBRL Taxonomy Extension Label Linkbase Document.
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File as the XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Taxonomy Extension Schema Document.
+Added: Inline X BRL Taxonomy Extension Calculation Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Label Linkbase Document.
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document.
+Added: Cover Page Interactive Data File (embedded within the Inline XBRL document)
Filed herewith.
2 unchanged sentences
SG BLOCKS, INC.
−Removed: August 16, 2021
+Added: November 15, 2021
Chief Executive Officer and Chairman of the Board
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.