Other Information
−Removed: and Financial Statement Schedules.
−Removed: of Incorporation, as amended and as currently in effect.
−Removed: and Restated Bylaws.
−Removed: of Specimen stock certificate evidencing shares of common stock.
−Removed: Agreement between the Company and Continental Stock Transfer and Trust company as warrant agent dated as of September 16, 2022
−Removed: of Warrant Certificate (filed as part of Exhibit 4.2)
−Removed: Venture Agreement between the Company and Wider Come Limited dated as of May 31, 2023.
−Removed: Agreement between the Company and Mark White dated as of July 1, 2023.
−Removed: Agreement between the Company and David Owens, M.D.
+Added: Underwriting Agreement dated as of September 15, 2022 between the Company and Maxim Group LLC
+Added: Equity Distribution Agreement between the Company and Maxim Group LLC
+Added: Underwriting Agreement dated May 4, 2025 between the Company and Maxim Group LLC
+Added: Certificate of Incorporation, as amended and as currently in effect.
+Added: Amended and Restated Bylaws
+Added: Form of Specimen stock certificate evidencing shares of common stock
+Added: Warrant Agreement between the Company and Continental Stock Transfer and Trust company as warrant agent dated as of September 16, 2022
+Added: Form of Warrant Certificate (filed as part of Exhibit 4.2)
+Added: Joint Venture Agreement between the Company and Wider Come Limited dated as of May 31, 2023.
+Added: Employment Agreement between the Company and Mark White dated as of July 1, 2023.
+Added: Services Agreement between the Company and David Owens, M.D.
dated as of July 1, 2023.
−Removed: Assurance Agreement between the Company and Apical Instruments dated December 31, 2020.
−Removed: Agreement with Leonard Osser dated as of December 22,2021.
−Removed: Agreement with Tucker Anderson dated as of December 24, 2021.
−Removed: Agreement with Gian Domenico Trombetta dated December 24, 2021.
−Removed: Agreement between the Company and Marilyn Elson dated as of January 11, 2022
−Removed: and Deferral Agreement dated as of March 30, 2022 to Consulting Agreement between the Company and US Asian Consulting Group
−Removed: Agreement between the Company and Michael Nketiah dated as of July 1, 2023.
−Removed: of Lock-Up Agreement.
−Removed: Agreement dated as of May 9, 2018 as amended between the Company and US Asian Consulting Group, LLC, as amended on January 2,
−Removed: 2019 and March 4, 2021
−Removed: and Restated Promissory Note in favor of Mark White dated as of January 1, 2023.
−Removed: Authorization Agreement dated as of May 1, 2019 with Wider Come Limited.
+Added: Quality Assurance Agreement between the Company and Apical Instruments dated December 31, 2020.
+Added: Advisor Agreement with Leonard Osser dated as of December 22,2021
+Added: Advisor Agreement with Tucker Anderson dated as of December 24, 2021
+Added: Advisor Agreement with Gian Domenico Trombetta dated December 24, 2021
+Added: Employment Agreement between the Company and Marilyn Elson dated as of January 11, 2022
+Added: Amendment and Deferral Agreement dated as of March 30, 2022 to Consulting Agreement between the Company and US Asian Consulting Group LLC
+Added: Employment Agreement between the Company and Michael Nketiah dated as of July 1, 2023.
Form of Lock-Up Agreement.
+Added: Consulting Agreement dated as of May 9, 2018 between the Company and US Asian Consulting Group, LLC, as amended on January 2, 1019 and March 4, 2021
+Added: Amended and Restated Promissory Note in favor Mark White dated as of January 1, 2023
+Added: Distribution Authorization Agreement dated as of May 1, 2019 with Wider Come Limited.
+Added: Form of Lock-Up Agreement
Form of Securities Purchase Agreement
−Removed: Agency Agreement
+Added: Placement Agency Agreement
Letter Agreement between the Company and Carolyn Shelton
−Removed: Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended.
−Removed: Certification of the Chief Executive Officer pursuant to 18 U.S.C.
+Added: Supplier Quality Agreement dated as of December 20, 2024 between the Company and Velentium
+Added: Nexalin Technology, Inc.
+Added: Insider Trading Policy
+Added: Certification of the Principal Executive Officer and Principal Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended
+Added: Certification of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Committee Charter
−Removed: Committee Charter
−Removed: and Corporate Governance Committee Charter
−Removed: Previously filed as an
−Removed: exhibit to Form S-1 as declared effective by the SEC on September 15, 2022 (SEC File Number 333-261989).
−Removed: Previously filed as an
−Removed: exhibit to Form 8-K/A as filed with the SEC on September 20, 2022.
−Removed: Previously filed as an
−Removed: exhibit to Form 10-Q as filed with the SEC on May 10, 2023.
−Removed: Previously filed as an
−Removed: exhibit to Form 10-Q as filed with the SEC on August 10, 2023.
−Removed: Previously filed as an
−Removed: exhibit to Form S-1 as declared effective by the SEC on June 27, 2024 (SEC File Number 333-279684).
−Removed: filed as an exhibit to Form 8-K as filed with the SEC on July 3, 2024.
−Removed: filed as an Exhibit to Form 8-K as filed with the SEC on September 19, 2024.
−Removed: Filed as an exhibit to
−Removed: this Form 10-Q.
−Removed: to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-Q to be signed
−Removed: on its behalf by the undersigned thereunto duly authorized on the 8th day of November, 2024.
Nexalin Technology, Inc.
−Removed: Executive Officer
−Removed: Executive Officer
+Added: Compensation Recoupment Policy
+Added: Code of Ethics
+Added: Audit Committee Charter
+Added: Compensation Committee Charter
+Added: Nominating and Corporate Governance Committee Charter
+Added: Previously filed as an exhibit to Form S-1 as declared effective by the SEC on September 15, 2022 (SEC File Number 333-261989).
+Added: Previously filed as an exhibit to Form 8-K as filed with the SEC on September 20, 2022.
+Added: Previously filed as an exhibit to Form 8-K/A as filed with the SEC on September 20, 2022.
+Added: Previously filed as an exhibit to Form 10-Q as filed with the SEC on May 10, 2023.
+Added: Previously filed as an exhibit to Form 10-Q as filed with the SEC on August 10, 2023.
+Added: Previously filed as an exhibit to Form S-1/A as declared effective by the SEC on June 27, 2024 (SEC File Number 333-279684).
+Added: Previously filed as an exhibit to Form 8-K as filed with the SEC on July 3, 2024.
+Added: Previously filed as an exhibit to Form 8-K as filed with the SEC on September 19, 2024.
+Added: Previously filed as an exhibit to Form S-1/A as filed with the SEC on January 30, 2025 (SEC File Number 333-283960).
+Added: Previously filed as an exhibit to Form 10-K/A as filed with the SEC on April 15, 2025.
+Added: Filed as an exhibit to Form S-3 as declared effective by the SEC on April 29, 2025 (SEC File No.
+Added: Previously filed as an exhibit to Form 8-K as filed with the SEC on May 6, 2025.
+Added: Filed as an exhibit to this Form 10-Q.
+Added: Pursuant to the requirements of the Securities
+Added: Exchange Act of 1934, the Registrant has duly caused this Report on Form 10-Q to be signed on its behalf by the undersigned thereunto
+Added: duly authorized on the 13th day of May, 2025.
+Added: NEXALIN TECHNOLOGY, INC.
+Added: /s/ Mark White
+Added: Chief Executive Officer
+Added: Principal Executive Officer
Principal Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.