1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: The following table describes contracts, instructions, or written plans for the purchase or sale of the Company's securities adopted by the Company's directors or executive officers during the second quarter of 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.
+Added: The following table describes contracts, instructions, or written plans for the purchase or sale of the Company's securities adopted by the Company's directors or executive officers during the third quarter of 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.
Name and Title Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration Date of Rule 10b5-1 Trading Plan (a)
1 unchanged sentence
Corporate Secretary / Chief Governance Officer / General Counsel
−Removed: 5/16/2024 9/15/2024 (b)
8/13/2024 12/11/2024 Gift transfer of 100 shares of Class A common stock
−Removed: Executive Chairman
−Removed: 5/29/2024 9/29/2024 Gift transfer of 35,000 shares of Class A common stock
+Added: Corporate Secretary / Chief Governance Officer / General Counsel
+Added: 8/15/2024 8/15/2025 Sale of 2,500 shares of Class A common stock
+Added: 8/16/2024 12/14/2024 Sale of 440 shares of Class A common stock
(a) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
−Removed: (b) This trading plan was subsequently terminated on August 2, 2024, and no transfers were made pursuant to the plan.
−Removed: On March 5, 2024, Kathleen A.
−Removed: Farrell, Director, terminated a trading arrangement she had previously adopted with respect to the sale of securities of the Company's Class A common stock.
−Removed: Farrell's Rule 10b5-1 Trading Plan was adopted on June 16, 2023, had a term of one year, and provided for the sale of up to 1,000 shares of Class A common stock.
−Removed: As of the date of termination of this Rule 10b5-1 Trading Plan, Ms.
−Removed: Farrell had sold no shares of Class A common stock under its terms.
−Removed: Notice of this termination was inadvertently omitted from the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2024.
−Removed: 10.1 Nelnet, Inc.
−Removed: Restricted Stock Plan, as amended and restated through May 16, 2024, filed as Exhibit 10.1 to the registrant's Current Report on Form 8-K filed on May 21, 2024 and incorporated herein by reference.
−Removed: 10.2*# Modification of Contract dated effective as of March 26, 2024 for Student Loan Servicing Contract between the United States Department of Education and Nelnet Servicing, LLC.
+Added: As previously disclosed, on August 2, 2024 , William J.
+Added: Munn , Corporate Secretary, Chief Governance Officer, and General Counsel , terminated a Rule 10b5-1 Trading Plan he had adopted on May 16, 2024 with respect to the gift of 100 shares of the Company's Class A common stock.
+Added: Such Rule 10b5-1 Trading Plan was set to expire on September 15, 2024.
+Added: As of the date of termination of such Rule 10b5-1 Trading Plan, no shares of Class A common stock had been gifted.
+Added: Such Rule 10b5-1 Trading Plan was terminated due to an administrative error in the original adoption of the plan .
31.1* Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 of Chief Executive Officer Jeffrey R.
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** Furnished herewith
−Removed: # Provided herewith for purposes of providing a complete set of all modifications to the Student Loan Servicing Contract between the United States Department of Education and Nelnet Servicing, LLC.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 8, 2024 By:
+Added: November 7, 2024 By:
/s/ JEFFREY R.
1 unchanged sentence
Principal Executive Officer
−Removed: August 8, 2024 By:
+Added: November 7, 2024 By:
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.