1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: The following table describes contracts, instructions, or written plans for the purchase or sale of the Company's securities adopted by the Company's directors or executive officers during the second quarter of 2023, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans.
−Removed: Name and Title Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration Date of Rule 10b5-1 Trading Plan (a) Aggregate Number of Securities to Be Purchased or Sold
−Removed: 5/16/2023 9/15/2023 Sale of 785 shares of Class A common stock
−Removed: Corporate Secretary / Chief Governance Officer / General Counsel
−Removed: 6/1/2023 6/1/2024 Sale of 2,500 shares of Class A common stock
−Removed: Executive Chairman
−Removed: 6/7/2023 7/7/2024 Gift transfer of 40,000 shares of Class A common stock
−Removed: 6/16/2023 6/15/2024 Sale of 1,000 shares of Class A common stock
−Removed: (a) In each case, a trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
−Removed: During the second quarter of 2023, none of our directors or executive officers terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).
−Removed: 10.1# Nelnet, Inc.
−Removed: Directors Stock Compensation Plan, as amended and restated as of May 18, 2023, filed as Exhibit 10.1 to the registrant's Current Report on Form 8-K filed on May 22, 2023 and incorporated herein by reference.
−Removed: 10.2# Nelnet, Inc.
−Removed: Executive Officers Incentive Compensation Plan, as amended and restated as of May 18, 2023, filed as Exhibit 10.2 to the registrant's Current Report on Form 8-K filed on May 22, 2023 and incorporated herein by reference.
−Removed: 10.3*+ Amendment No.
−Removed: 1 to Third Amended and Restated Credit Agreement dated as of June 22, 2023, among Nelnet, Inc., the various lender parties thereto, and U.S.
−Removed: Bank National Association, as Administrative Agent.
−Removed: 10.4*+ Guarantor Consent and Reaffirmation dated as of June 22, 2023, by each of the subsidiaries of Nelnet, Inc.
−Removed: signatories thereto, in favor of U.S.
−Removed: Bank National Association, as Administrative Agent.
−Removed: 10.5* Amended and Restated Form of Custodian Agreement for Whitetail Rock SLAB Funds by and among the Fund, Whitetail Rock Fund Management, LLC, and Union Bank and Trust Company.
+Added: During the third quarter of 2023, none of the Company's officers or directors adopted or terminated any contract, instruction, or written plan for the purchase or sale of the Company's securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as Rule 10b5-1 trading plans, or any non-Rule 10b5-1 trading arrangement.
+Added: 10.1*+ Form of Modification of Contract dated effective as of October 10, 2023 for Student Loan Servicing Contract between the United States Department of Education and Nelnet Servicing, LLC.
+Added: 10.2*+ Form of Modification of Contract dated effective as of October 11, 2023 for Student Loan Servicing Contract between the United States Department of Education and Nelnet Servicing, LLC.
31.1* Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 of Chief Executive Officer Jeffrey R.
11 unchanged sentences
** Furnished herewith
−Removed: # Indicates a management contract or compensatory plan or arrangement.
−Removed: + Filed herewith for purposes of providing a complete set of all amendment and restated documents to the Third Amended and Restated Credit Agreement among Nelnet, Inc., U.S.
−Removed: Bank National Association, as Administrative Agent, and the various lender parties thereto.
+Added: + Filed herewith for purposes of providing a complete set of all amended documents to student loan servicing contracts between the United States Department of Education and Nelnet Servicing, LLC and Nelnet Diversified Solutions.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 7, 2023 By:
+Added: November 7, 2023 By:
/s/ JEFFREY R.
1 unchanged sentence
Principal Executive Officer
−Removed: August 7, 2023 By:
+Added: November 7, 2023 By:
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.