5 unchanged sentences
Insider Trading Arrangements
−Removed: During the fiscal quarter ended March 29, 2025, n o n e of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted, modified or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408 of Regulation S-K) .
+Added: During the fiscal quarter ended June 28, 2025, n o n e of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted, modified or terminated a " Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408 of Regulation S-K), except as follows:
+Added: On June 24, 2025, Chun K.
+Added: Hong, the Company’s President, Chief Executive Officer and Director, terminated a trading plan intended to satisfy the affirmative defense requirements of Rule 10b5-1(c) of the Exchange Act, originally adopted on September 13, 2024, for the sale of up to 1,423,900 shares of our common stock and the net shares of our common stock that will be received by Mr.
+Added: Hong after the withholding of shares to satisfy tax obligations upon the vesting of 224,750 RSUs.
+Added: The plan was originally scheduled to terminate on December 31, 2025.
Incorporated by Reference
12 unchanged sentences
November 7, 2024
−Removed: Amendment No.
−Removed: 4 to Rights Agreement, dated as of April 17, 2024, by and between Netlist, Inc.
−Removed: and Equiniti Trust Company, LLC.
−Removed: as rights agent
−Removed: April 17, 2024
−Removed: Purchase Agreement, dated as of March 13, 2025, between Netlist, Inc.
−Removed: and Lincoln Park Capital Fund, LLC
−Removed: March 14, 2025
−Removed: Registration Rights Agreement, dated as of March 13, 2025, between Netlist, Inc.
−Removed: and Lincoln Park Capital Fund, LLC
−Removed: March 14, 2025
+Added: Form of Common Stock Purchase Warrant
+Added: June 24, 2025
+Added: Form of Securities Purchase Agreement, dated June 24, 2025, by and among Netlist, Inc.
+Added: and the purchasers identified therein
+Added: June 24, 2025
+Added: Placement Agency Agreement, dated June 24, 2025, by and between Netlist, Inc.
+Added: and Roth Capital Partners, LLC
+Added: June 24, 2025
+Added: Form of Lock-Up Agreement
+Added: June 24, 2025
Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer
12 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 12, 2025
Netlist, Inc.
−Removed: President, Chief Executive Officer and Sole Director
+Added: President, Chief Executive Officer and Director
(Principal Executive Officer)
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.