30 unchanged sentences
Registration Rights Agreement, dated as of April 27, 2020, by and among the Registrant and the parties thereto (incorporated by reference to Exhibit 99.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on April 29, 2020)
−Removed: Securities Purchase Agreement, dated April 27, 2020, by and among ChromaDex Corporation and Winsave Resources Limited and Pioneer Step Holdings Limited (incorporated by reference to, and filed as Exhibit 99.1 to the Registrant’s Current Report on Form 8-K (File No.
−Removed: 001-37752) filed with the Commission on April 29, 2020)
−Removed: At Market Issuance Sales Agreement, dated as of June 12, 2020, by and among ChromaDex Corporation, B.
−Removed: Riley FBR, Inc.
−Removed: and Raymond James & Associates, Inc.
−Removed: (incorporated by reference to, and filed as Exhibit 1.2 to the Registrant’s Registration Statement on Form S-3 (File No.
−Removed: 333-239144) filed with the Commission on June 12, 2020)
−Removed: ChromaDex Corporation 2017 Equity Incentive Plan, as amended (incorporated by reference to, and filed as Exhibit 99.1 to the Registrant’s Current Report on Form 8-K (File No.
−Removed: 001-37752) filed with the Commission on June 22, 2020)+
+Added: Manufacturing and Supply Agreement, dated as of January 1, 2016, by and between ChromaDex, Inc.
+Added: Grace & Co.-Conn.
+Added: Amendment to Manufacturing and Supply Agreement, dated as of February 27, 2017, by and between ChromaDex, Inc.
+Added: Grace & Co.-Conn.
+Added: Second Amendment to Manufacturing and Supply Agreement, dated as of January 1, 2018, by and between ChromaDex, Inc.
+Added: Grace & Co.-Conn.
+Added: Third Amendment to Manufacturing and Supply Agreement, dated as of January 1, 2019, by and between ChromaDex, Inc.
+Added: Grace & Co.-Conn.
+Added: Fourth Amendment to Manufacturing and Supply Agreement, dated as of April 15, 2019, by and between ChromaDex Inc.
+Added: Grace & Co.-Conn.
+Added: Fifth Amendment to Manufacturing and Supply Agreement, dated as of January 1, 2020, by and between ChromaDex Inc.
+Added: Grace & Co.-Conn.
+Added: Sixth Amendment to Manufacturing and Supply Agreement, dated as of September 17, 2020, by and between ChromaDex Inc.
+Added: Grace & Co.-Conn.
+Added: First Amendment to Lease Agreement, dated August 3, 2020, by and between ChromaDex Analytics, Inc.
+Added: and 62 1625-1751 S.
+Added: Fordham LLC and 64 1625-1751 S.
+Added: Fordham LLC (62 1625-1751 S.
+Added: Fordham LLC and 64-1625-1751 S.
+Added: Fordham LLC are successors-in-interest to Lease Agreement, made as of April 14, 2016, by and between ChromaDex Analytics, Inc and Longmont Diagonal Investments LLC) ❖
Certification of the Chief Executive Officer pursuant to Rule 13a-14(A) of the Securities Exchange Act of 1934, as amended ❖
9 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: __________________
Filed herewith.
3 unchanged sentences
The confidential portions of this exhibit have been omitted and are marked by an asterisk.
−Removed: + Indicates management contract or compensatory plan or arrangement.
+Added: Certain portions of this exhibit are omitted because they are not material and would likely cause competitive harm to the registrant if disclosed.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CHROMADEX CORPORATION
−Removed: August 6, 2020 By:
+Added: November 4, 2020 /s/ KEVIN M.
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.