Other Information
−Removed: Certain of our executive officers have entered into trading plans pursuant to Rule 10b5 - 1 (c) of the Securities Exchange Act of 1934, as amended.
+Added: Certain of our executive officers have entered into trading plans pursuant to Rule 10b5 - 1 (c) of the Securities Exchange Act of 1934, as amended.
A trading plan is a written document that pre-establishes the amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of our common stock, including the exercise and sale of shares acquired pursuant to the 2004 ESPP, and upon vesting of RSUs.
−Removed: The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) during the three months ended September 30, 2023 :
+Added: The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) during the three months ended March 31, 2024 :
Name and Title
2 unchanged sentences
Intended Sale Amount (in shares)
−Removed: Michael Hsing , President, Chief Executive Officer and Director
−Removed: August 23, 2023
−Removed: Through December 31, 2024
−Removed: Maurice Sciammas , Senior Vice President of Worldwide Sales and Marketing
−Removed: August 30, 2023
−Removed: Through December 31, 2024
−Removed: Deming Xiao , President of Asia Operations
−Removed: August 31, 2023
+Added: Lee , Director February 28, 2024 Through February 28, 2025 Up to 1,000
+Added: Saria Tseng , Executive Vice President, Strategic Corporate Development, General Counsel and Corporate Secretary February 29, 2024 Through February 28, 2025 Up to 38,951
+Added: The following table summarizes the termination of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) during the three months ended March 31, 2024 :
+Added: Name and Title
+Added: Termination Date
+Added: Plan Duration
+Added: Intended Sale Amount (in shares)
+Added: Sold Amount (in shares)
+Added: Deming Xiao , Executive Vice President, Global Operations
+Added: February 12, 2024
Through December 31, 2024
Up to 138,180
−Removed: Bernie Blegen , Executive Vice President and Chief Financial Officer
−Removed: August 18, 2023
−Removed: Through August 15, 2025
−Removed: During the three months ended September 30, 2023 , no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) were modified or terminated, and no other written trading arrangements that are not intended to qualify for the Rule 10b5 - 1 (c) affirmative defense were adopted, modified, or terminated.
−Removed: Certification of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C.
+Added: During the three months ended March 31, 2024 , no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) were modified, and no other written trading arrangements that are not intended to qualify for the Rule 10b5 - 1 (c) affirmative defense were adopted, modified, or terminated.
+Added: Certification of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification of Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
6 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filings under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof and irrespective of any general incorporation language in any filings.
+Added: This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filings under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof and irrespective of any general incorporation language in any filings.
MONOLITHIC POWER SYSTEMS, INC
1 unchanged sentence
MONOLITHIC POWER SYSTEMS, INC.
−Removed: November 8, 2023
Bernie Blegen
Bernie Blegen
−Removed: Chief Financial Officer
+Added: Executive Vice President and Chief Financial Officer
(Duly Authorized Officer and Principal
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.