9 unchanged sentences
Other Information
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
+Added: Not applicable.
Directors, Executive Officers and Corporate Governance
8 unchanged sentences
Information required by this Item will be set forth in our Proxy Statement, and is incorporated herein by reference.
−Removed: Exhibits, Financial Statement Schedules
+Added: Exhibit and Financial Statement Schedules
(a) (1) Financial Statements:
15 unchanged sentences
3.5 Amended and Restated By-laws (incorporated by reference to the Company’s Quarterly Report on Form 10-Q (No.
−Removed: 001-13459), filed August 5, 2021 )
+Added: 001-13459), filed November 7, 2022 )
4.1 Specimen certificate for shares of common stock of the Registrant (incorporated by reference to the Company’s Annual Report on Form 10-K (No.
40 unchanged sentences
001-13459), filed June 5, 2020)
−Removed: 4.15 Description of Registrant’s Securities*
+Added: 4.15 Description of Registrant’s Securities (incorporated by reference to the Company’s Annual Report on Form 10-K (No.
+Added: 001-13459), filed February 18, 2022)
10.1† Affiliated Managers Group, Inc.
35 unchanged sentences
10.12† Affiliated Managers Group, Inc.
−Removed: Long-Term Equity Interests Plan 2010, LP (incorporated by reference to the Company’s Current Report on Form 8-K (No.
−Removed: 001-13459), filed December 17, 2010)
−Removed: 10.13† Affiliated Managers Group, Inc.
2011 Stock Option and Incentive Plan (incorporated by reference to the Company’s Proxy Statement on Schedule 14A (No.
5 unchanged sentences
10.14† Affiliated Managers Group, Inc.
−Removed: Long-Term Equity Interests Plan 2011, LP (incorporated by reference to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2011 (No.
−Removed: 001-13459), filed February 23, 2012)
−Removed: 10.16† Affiliated Managers Group, Inc.
−Removed: Long-Term Equity Interests Plan, LP (incorporated by reference to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2012 (No.
−Removed: 001-13459), filed February 22, 2013)
−Removed: 10.17† Affiliated Managers Group, Inc.
2013 Incentive Stock Award Plan (incorporated by reference to the Company’s Proxy Statement on Schedule 14A (No.
39 unchanged sentences
001-13459), filed March 1, 2011)
−Removed: 10.31† Agreement, dated as of May 15, 2020, by and between Affiliated Managers Group, Inc.
−Removed: Cutler (incorporated by reference to the Company's Quarterly Report on Form 10-Q (No.
−Removed: 001-13459), filed July 31, 2020)
−Removed: 10.32† Annual Director Compensation*
+Added: 10.28† Annual Director Compensation (incorporated by reference to the Company’s Annual Report on Form 10-K (No.
+Added: 001-13459), filed February 18, 2022)
10.29 Second Amended and Restated Credit Agreement, dated as of October 25, 2021, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, letter of credit issuer and swingline lender, and the other lending institutions from time to time party thereto, and the exhibits and schedules thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
001-13459), filed October 26, 2021)
−Removed: 10.34 F ourth Amended and Restated Term Cre dit Agreement, dated as of October 25, 2021, by and among Affiliated Managers Group, Inc.
−Removed: , Bank of America, N.A.
−Removed: , as administrative agent, and the other lending ins titutions from time to time party thereto, and the exhibits and schedules thereto ( incorporated by reference to the Company ’ s Current Report on Form 8-K (No.
+Added: 10.30 First Amendment to Second Amended and Restated Credit Agreement, dated as of November 18, 2022, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, letter of credit issuer and swingline lender, and the other lending institutions from time to time party thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed November 21, 2022)
+Added: 10.31 Fourth Amended and Restated Term Credit Agreement, dated as of October 25, 2021, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, and the other lending institutions from time to time party thereto, and the exhibits and schedules thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
001-13459), filed October 26, 2021)
−Removed: 10.35 Form of Equity Distribution Agreement, dated as of March 27, 2019 (incorporated by reference to the Company’s Current Report on Form 8-K (No.
−Removed: 001-13459), filed March 27, 2019)
−Removed: 10.36 Form of Master Confirmation Letter Agreement, dated as of March 27, 2019 (incorporated by reference to the Company’s Current Report on Form 8-K (No.
−Removed: 001-13459), filed March 27, 2019)
+Added: 10.32 First Amendment to Fourth Amended and Restated Term Credit Agreement, dated as of November 18, 2022, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, and the other lending institutions from time to time party thereto (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed November 21, 2022)
+Added: 10.33 Form of Equity Distribution Agreement, dated as of May 27, 2022 (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed May 27, 2022)
+Added: 10.34 Form of Forward Sale Agreement, dated as of May 27, 2022 (incorporated by reference to the Company’s Current Report on Form 8-K (No.
+Added: 001-13459), filed May 27, 2022)
21.1 Schedule of Subsidiaries*
34 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.